Prathap Deva Anand
Compliance Manager
Chennai
Summary
Looking for managerial level positions in operations management with a business that is focused on growth, ideally in the banking industry.
A driven individual with 14 years of expertise in team management, banking operations management, KYC, transaction monitoring and sanctions.
Currently associated with Standard Chartered Bank, GBS Chennai as Manager – FCSO US.
Encourage and assist the management's projects and efforts. Adjust to changing demands from consumers, the market, regulations, employees, and shareholders. competence in managing a 15-person team and conducting investigations on KYCC alerts.
Overview
15
15
years of professional experience
2
2
Certificates
3
3
years of post-secondary education
Work History
Manager
Standard Chartered GBS
09.2014 - Current
- The Role will include Team management, Training, Quality Assurance, MIS Overview, Transaction monitoring, Monitoring of US Correspondent Banking activities, Alert/ case management, Case Analysis Summary (CAS), New Account monitoring, Referrals, etc
- Performing quality assurance of transactions monitoring to identify suspicious activities
- Research and investigate on customer account and KYCC Customer, transactions, customers/Client who pose a heightened risk of money laundering, terrorist financing or other illicit activities, exposing the bank to significant reputational, operational and/or legal risks and reporting of suspicious transaction to AML compliance officer
- Managed a team of AML Analysts, Senior Analyst & SME involved, in AML transaction monitoring for SCB, NY Correspondence banking activities and preparation of Case Analysis Summary
- Timely and effective management of alerts/ cases to ensure that the agreed business SLAs, Compliance policies, procedures and confidentiality standards are met
- Coordinating with the in-country team / senior management in developing controls and procedures related to transaction monitoring, procedural reviews and improvements
- Maintaining effective working relationships with the country team in United States, external consultants supporting the unit and other relevant business units across the group
- Ensuring that the transactions are monitored with risk-based approach and handling internal audits, compliance reviews, and regulatory examinations
- Providing training and mentoring to analysts on investigative techniques, internal systems, products and Anti-money laundering policy and regulations
Senior Process Associate
Tata Consultancy Services (TCS)
10.2010 - 09.2014
- Responsible for doing the thorough background verification for the Customers who have applied for opening A/C with the Client' Bank
- KYC, Identity verification, Fraud detection (US Bank) A/C opening and Service
- Verifying data provided by the customer with public records (World check, Experian, Complaint)
- Ensuring complete identity verification is done for the customers/members by verifying the details provided such as SSN and other vital data with that of credit bureaus and also double check them by cross referencing with other public records.
Process Associate
RR DONELLEY
06.2009 - 09.2010
- Doing Sales and service activities for our Client “BANK OF IRELAND”.
- Validating the customer’s scanned image applications, Checking the availability of funds of the customer.
- Creating customer’s profile after a thorough background check.
- Doing “Anti Money Laundering” Check to verify the customer’s source of funds.
- Opening and activating customer’s account.
- Communicating to the customer if additional details are needed by sending letter.
Education
Bachelor of Science - Computer Science
Scott Christian College
Nagercoil, India 06.2005 - 04.2008
Skills
Strategic Planning
undefinedCertification
Certified Anti-Money Laundering Specialist – (CAMS)
Timeline
Certified Cryptocurrency Investigator (CCI)
03-2022
Certified Anti-Money Laundering Specialist – (CAMS)
01-2022
Manager
Standard Chartered GBS
09.2014 - Current
Senior Process Associate
Tata Consultancy Services (TCS)
10.2010 - 09.2014
Process Associate
RR DONELLEY
06.2009 - 09.2010
Bachelor of Science - Computer Science
Scott Christian College
06.2005 - 04.2008
Disclaimer
I do hereby declare that the particulars of information and facts stated here in above are true and complete to the best of my knowledge and belief.
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