Pratik Kothari
CA | MBA | LLB
Mumbai
Summary
Work Objective: To work in a growth oriented organization to effectively utilize my strong managerial, analytical, decision making and problem solving skills with positive attitude and efficiency. I want to work with passion and focus in a dynamic organization which gives me an opportunity to face challenging tasks and satisfy my constant desire to improve.
Overview
11
11
years of professional experience
15
15
years of post-secondary education
Work History
Article Assistant
M/s Bansal Bansal & Co
Mumbai
04.2007 - 03.2012
- Completed articleship training in the field of Audit, Indirect Taxation, management and allied consultancy
- Majorly excelled in Statutory Audits, Representation and Company Law Matters
Executive Assistant
M/s Singhi Advisors (M&A)
Mumbai
05.2010 - 06.2010
- Completed two months of Summer Internship assisting the mentor on Investment targets, teaser presentations, pitch and projections.
Assistant Manager
Aditya Birla Retail
Mumbai
01.2013 - 05.2013
- Finance and Accounts (MIS)
- Work profile included Budgeting, Analyzing, Audit Support and Preparation of Management Reports
Product Manager - International Database
Center For Monitoring Indian Economy (CMIE)
Mumbai
09.2013 - 09.2015
- Work profile included Product development, IFRS training, financial statement analysis and query support.
- Product development: Key member of the founding team involved in building of International Products and Databases based on foreign exchanges.
- Training and development: Recruitment, training and development of new database team for international products. Training involved delivery of IFRS module through physical medium to new recruits in database team.
- Query solution and development of database protocol: Solving of database query by analysing relevant IFRS, reporting pattern of the concerned entity and internal protocols. It also involved continuous development, maintenance and delivery of protocols to database team.
- Exchange information processing: Preparation of information processing modules. Processing of various information available on stock exchanges like corporate action, announcements, dividend, stock prices etc.
Assistant Manager
National Stock Exchange, NSE
Mumbai
09.2015 - 09.2017
- Work profile includes on-site inspection of Stock brokers including foreign institutional brokers and formulation of risk based supervision
- Verification of compliances by stock brokers: Full and limited purpose inspection of Trading Members to check compliance with relevant provisions of Capital market Regulatory framework applicable to them including SEBI and RBI Regulations
- Conducting in-depth financial analysis and risk assessment of stock brokers: Inspection and data analysis of TM is carried in order to gauge their solvency and to evaluate potential risks they pose to the system.
- Special purpose inspections and investigation and joint inspections in coordination with SEBI: Verification of various compliance procedures for dealings with clients, banking operations, client code modifications, SPAN Margin Verification, pledging of securities, transfer of trades, misuse of client funds and fraudulent activities by market participant.
Audit Manager
Bansal Bansal & Co (Chartered Accountants)
Mumbai
10.2017 - 06.2021
- Majorly Focused on Statutory and Internal Audits of Listed Entities
- Representations at Income Tax and Appellate Tribunals
- Part of Leadership Team for Training of Articled Assistants
Partner
Bansal Bansal & Co
Mumbai
07.2021 - Current
- Audit Signing Partner for 2 listed Entities
- Audit Execution Partner for 1 Listed Entity
- IPO Rollout Execution Lead
Education
LLB - Law
Government Law College (GLC)
MUMBAI 04.2014 - 03.2016
MBA - Finance
Sydenham Institute of Management Studies
Mumbai 04.2009 - 03.2011
Chartered Accountant - Accounting And Finance
Institute of Chartered Accountants of India
Mumbai 04.2007 - 03.2011
B.Com - Commerce
Mumbai University – Malini Kishore Sanghvi College
Mumbai 04.2005 - 03.2008
H.S.C - Commerce
Maharashtra Board - Mithibai College
Mumbai 04.2003 - 03.2005
S.S.C -
Maharashtra Board – Bombay Cambridge High School
Mumbai 04.1993 - 03.2003
Skills
Computer Proficiency
Knowledge of MS Office (viz Word, Excel, Power point)
Completed IFRS Certification (Basics) Course from KPMG
Proficient in Prowess, Prowessdx, Economic Outlook, Industry Outlook, CapEx (Financial databases)
Actively involved in website development at SIMSREE
Article writing proficiency
Additional Information
- EXTRA CURRICULAR ACTIVIES , Ex-Professor at Study Circle (CA and CS Coaching Institute)
- Former Editor at Mentor Mantra (Quarterly Financial E-Magazine)
- Interests include travelling, listening to music playing football and cricket
Timeline
Partner
Bansal Bansal & Co
07.2021 - Current
Audit Manager
Bansal Bansal & Co (Chartered Accountants)
10.2017 - 06.2021
Assistant Manager
National Stock Exchange, NSE
09.2015 - 09.2017
LLB - Law
Government Law College (GLC)
04.2014 - 03.2016
Product Manager - International Database
Center For Monitoring Indian Economy (CMIE)
09.2013 - 09.2015
Assistant Manager
Aditya Birla Retail
01.2013 - 05.2013
Executive Assistant
M/s Singhi Advisors (M&A)
05.2010 - 06.2010
MBA - Finance
Sydenham Institute of Management Studies
04.2009 - 03.2011
Chartered Accountant - Accounting And Finance
Institute of Chartered Accountants of India
04.2007 - 03.2011
Article Assistant
M/s Bansal Bansal & Co
04.2007 - 03.2012
B.Com - Commerce
Mumbai University – Malini Kishore Sanghvi College
04.2005 - 03.2008
H.S.C - Commerce
Maharashtra Board - Mithibai College
04.2003 - 03.2005
S.S.C -
Maharashtra Board – Bombay Cambridge High School
04.1993 - 03.2003