Summary
Overview
Work History
Education
Skills
Disclaimer
Hobbies and Interests
Personal Information
Timeline
Generic

RAMYA RANI V

Bangalore

Summary

I look forward to work in facilities group of a world class company in an intellectually challenging work environment with ample opportunity to learn, contribute and diversify my knowledge and skills with a good potential for both professional and personal growth.

Result proven Management professional Endowed with passion for winning and with over 5.5 years of rich experience in Banking & financial services and corporate sector and over 3.0 years of rich Experience in Scope International Pvt ltd as a Customer Care Executive.

Overview

16
16
years of professional experience

Work History

Manager (Compliance Due Diligence)

Standard Chartered Global Business Services Pty Ltd
10.2015 - Current
  • Providing Centralized KYC production, validation of clients in support of both client on-boarding and periodic maintenance of client information.
  • Expertise in Onboarding clients to proceeding KYC.
  • Reviewing accounts of Corporate and Institutional clients of Standard Chartered Bank and ensure adherence to internal CDD/Anti Money Laundering standards.
  • Perform CDD reviews in line with the standards of the CDD procedure and other local regulatory requirements.
  • Perform due diligence on Private owned corporation, Publicly Listed entities and Partnership firm etc.
  • KYC for Correspondent Banks and filling CBES form for such clients.
  • Meet timelines and turn around completed cases to meet service level agreements without compromising on quality.
  • Analyzing the risk and maintaining the quality target of 96 % to be achieved on month on month.
  • Assist with Quality review to ensure that information obtained is consistent with Policies and Procedures and satisfies local and Enterprise regulatory requirements.
  • Work involves identifying the client types, risks associated with the client and liaising with the middle office/relationship managers for KYC requirements/ documents to complete the review and performing independent check on the information provided by the front office.
  • Support/mentor new joiner in undertaking research on complex and long pending cases.
  • Coordinating with client's team, onshore team, IT and other team in case of any discrepancies found in the profile.
  • Ability to handle complex queries from the team before routing them to Onshore/Offshore SMEs.
  • Obtain and update all missing client documentation from client sourcing and updating accurate and relevant client data from Business Information sources and other information provider.
  • Production of KYC profile to the highest quality standards and in the line of policies and procedures.
  • Analysis and implementation of policies and procedures and stay updated on evolving regulatory change and compliance change impacting source of work.
  • Identifying the PEPs based on the true alerts.
  • Identifying the PEP’ s position, location and other positions from the alerts.
  • Assess the risk of the customer entity based on the involvement of the PEP.
  • Applying PEP exemption as per the internal policies and procedures.
  • Prepare PEP assessment form for the identified PEP.
  • Obtaining complete profile of PEP such as PEPs reputation, source of wealth, influence etc.
  • Analyzing the PEP’s involvement in the customer and assess the risk rating accordingly.
  • Identifying the adverse and negative news of the individual or entity in the alert.
  • Analyzing the time period of the negative news and act according to the internal policies.
  • Seeking RM’s clarification on adverse and negative news about the individual / entity.
  • Prepare Adverse Media Assessment Form and capture all the details of the news.
  • Assess the risk rating the client based on the nature of the adverse / negative news.
  • Preparing Sanctions Questionnaire, Adverse Media Assessment form, PEP forms etc.
  • Name Screening of all the names associated with the client and raising the alerts.
  • Analyzing the alerts and decide whether true or false match.
  • Comparing the details of alerts with customer or related profiles.
  • Closing the false matches based on the Date of birth, occupation and other details of individual.
  • Closing the false matches of entities based on the profile of the entity.
  • Searching on internet, company websites and other databases for obtaining the information.
  • Seeking RM’s advice on questionable alerts and closing accordingly.
  • Take necessary actions for the true matches.
  • Identifying clients in scope for HRTC due diligence.
  • Prepare HRTC form for the client.
  • Perform Enhanced due diligence on clients which are in scope of HRTC.
  • Obtain information on the Source of wealth and Source of Funds of the client and any Beneficial owner.
  • Analyze the Nature of Business in detail & Purpose of relationship.
  • Review the anticipated Level and Volume of activity to be Undertaken.

Customer Service Executive

Scope International Pvt ltd.
10.2009 - 11.2012
  • Service customer enquiries, determine customer needs and provide solutions with regards to their banking requirements.
  • Perform the required customer screening.
  • Collect various documents for customer verification.
  • Perform KYC reviews on an annual basis.
  • Discounting alerts generated for customers.
  • Advised and educated customers about their query.
  • Worked in a team to achieve targets and positive outcomes for customers and the bank.
  • Answered incoming customer service enquiries and advised customers.
  • Made outgoing sales calls to encourage existing customers to upgrade.
  • Facilitate customer awareness of additional services cross sell banking services which produces.
  • New clientele as well as extends services to existing customer base.
  • Educate customers on product options and technology issues.
  • Manage customer and bank privacy.
  • Manage and pass on customer feedback.
  • Extended account information, handled inquiries and resolved complaints.

Education

Bachelor of Engineering - Civil

M.V.Jayaraman college of Engineering
Bangalore

PUC -

St.Anne’s College
Bangalore

SSLC -

St.Anthony’s School
Bangalore

Skills

  • Good knowledge of banking procedures and systems
  • Professional appearance
  • Self driven
  • Highly motivated
  • Strong computer skills
  • Strong mathematical skills
  • Quick learner
  • Detail oriented
  • Ability to adapt to new processes
  • Multi-tasking skills
  • Ability to work under pressure
  • KYC compliance
  • Due diligence
  • Risk assessment
  • Client onboarding
  • Regulatory adherence
  • Team leadership
  • Staff training and development

Disclaimer

I hereby declare that the particulars furnished above are complete and correct to the best of my knowledge and belief.

Hobbies and Interests

  • Interested in working in groups which leads to personal enhancement of Knowledge.
  • Interested in research and developmental studies.

Personal Information

  • Husband's Name: Praveen KR
  • Date of Birth: 01/22/87
  • Gender: Female
  • Nationality: Indian
  • Marital Status: Married

Timeline

Manager (Compliance Due Diligence)

Standard Chartered Global Business Services Pty Ltd
10.2015 - Current

Customer Service Executive

Scope International Pvt ltd.
10.2009 - 11.2012

Bachelor of Engineering - Civil

M.V.Jayaraman college of Engineering

PUC -

St.Anne’s College

SSLC -

St.Anthony’s School

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RAMYA RANI V