PREETHU B B

Key responsibilities:-

• Middle Office Trade Capture function involving trade life cycling of trades on To basis for Flow and Exotics products.
• Following up with Traders, Sales, Brokers, and clients to ensure accurate capturing of the risk and to ensure remediation of control breaks and reconciliation breaks.
• Liaising with Front Office / Docs / Settlements and ensuring exceptions are resolved in a timely manner.
• Managing periodic coupons, amortization schedule and rate reset for derivative trades in Middle Office systems manually.
• Resolving all inter-company breaks / system Reconciliation (FOBO) to ensure there are no outstanding exceptions and subsequent financial impact.
• Supporting change management, automation and continuous improvement projects.
• Work with T+1 P&L teams to resolve any P&L errors or differences resulting from trade bookings.
• Understanding F2B system / process flow, streamlining and engineering processes to bring efficiencies.
• Produce and Manage MIS and control reports for processes and projects.
• Complete adhoc requests and projects for Operations and the Business.
• Monitor and escalate any trade capture issues that could potentially result in regulatory escalations for the bank.
• Responsible for the middle office process deliverables and management of the daily trade capture activities in a timely manner, ensuring daily reconciliation and query resolution as required.
• Adherence to STARC standards and procedures and ensuring that there are no lapses or gaps in control.
• Ensure compliance to Limits Of Authority.
• Ensure EOD controls are adhered to daily.
• Demonstrate a proactive approach to all activities and create the environment for others to emulate this behavior.