Preeti Mehra
Bangalore
Summary
To contribute to an organization that can use a resourceful candidate with excellent problem-solving skills as well as a strong background in operations and analytical skills, with my proven ability to train and motivate others to achieve the highest levels of job knowledge and productivity. And also I can contribute and enhance my own skills, which in turn will help the organization and me to grow.
Experienced KYC Analyst prepared to manage risk and design and implement profitable goals for companies. Through research detailed records and solid communication skills will always maintain a high level of customer service for clients and employers at all times.
Overview
2025
2025
years of professional experience
Work History
Sr. KYC Analyst
Deutsche Bank
Bangalore
04.2023 - Current
- Perform quality checks for all client types, e.g. Corporate, NBFI, SPV, and Funds.
- Works on all types of risk: low, medium, and high-risk clients.
- Supports mainly the UK, US, DE, and APAC regions; however, it also works in other regions depending on the volume.
- Identified multiple gaps in the procedure and fixed them with the coordination of the procedure team.
- Sourcing documents and reaching out to the business if any missing information.
- Performing IDD, GKYC, and LKYC as well on the different applications.
- Meet timelines, and turn around completed cases to meet service level agreements without compromising on quality.
- Assist with the quality review to ensure that the information obtained is consistent with policies and procedures, and satisfies local and enterprise regulatory requirements.
- I have worked on the following applications: Fircosoft, Norkom, RDC, Lexis, World Check – Screening, OneSource, Mint, Avox, Company Registry, Banker's Almanac, DBCAR: DBKYCS KYC Profile Platform, and DBCLM: New KYC Profile application.
Associate
Morgan Stanley
Bangalore
12.2021 - 03.2023
- Performing CDD, EDD, KYC Remediation, Periodic review
- Perform quality checks for Client type
- Supports US, UK and India region
- Performing the checks on case reviewed by the analyst and providing them feedback
- Working on daily updates
Sr. KYC Analyst
Deutsche Bank
Bangalore
07.2020 - 11.2021
- Perform Quality checks for all client types e.g
- Corporate, NBFI, SPV and Funds
- Works on all type of risk Low, medium and High-risk clients
- Supports mainly UK, US, DE and APAC region, however also works on other region depends upon the volume
- Identified multiple gaps in procedure and fixed the same with the coordination of procedure team
- Received employee of the month for the month of February and March 2021
- Sourcing documents and reaching to business if any missing information
- Performing IDD, GKYC and LKYC as well on the different applications
- Meet timelines and turn around completed cases to meet service level agreements without compromising on quality
- Assist with Quality review to ensure that information obtained is consistent with Policies and Procedures and satisfies local and Enterprise regulatory requirements
- I have worked on following applications, Fircosoft, Norkom, RDC, Lexis, World Check – Screening, OneSource, Mint, Avox, Company Registry, Banker's Almanac, DBCAR: DBKYCS KYC Profile Platform, DBCLM : New KYC Profile application
KYC Analyst
HSBC
Bangalore
04.2018 - 07.2020
- Ensuring the process Turn Around Time are maintain within the agreed SLA
- Delegate cases and ad hoc tasks to the KYC team according to queue and importance
- As a KYC Analysis/SME in supporting day-to-day compliance efforts with AML / KYC requirements including confirming that all new clients and accounts of existing clients are adhering with all AML / KYC policy requirements
- Performing initial and ongoing EDD reviews for high HNWI and SCC
- Responsible for ensuring and reviewing all KYC requirements for new / existing customers using internal KYC systems
- Identifying the client types, risks associated with the client and liaising with the middle office/relationship managers for KYC requirements/ documents to complete the review and performing independent check on the information provided by the front office
- Screening of customer and any related parties using KYC screening tools like World Check, C35 etc
- To identify the presence of PEPs, SDNs or adverse news
- Manage team calibration with Quality Control (QC) to close the feedback loop on quality checked records and make corrections to KYC record
- Keeping an eye on AML/KYC-related KPIs (key performance indicators) for the segment/group to ensure consistency in quality and timeliness of completion
- Dormant reactivation profiles (where the customer accounts are blocked)
- Preparing KYC Due Diligence profiles on a wide range of entity types (Trusts, LLC's, Partnerships, and Corporations)
- Analyzed new/prospective clients including Enhanced Due Diligence synthesized finding and assessed risk levels
- Researched and verified the parties involved in suspicious transactions against various database, OFAC, World-check and Internet searches
- Analyzing client data, documentation and information in order to determine a Client Risk Profile as established under the KYC Procedures
- Liaised with clients, front office, credit, legal, technology and operations as part of the KYC
- End to End process responsibility and to be in control of End of day reports, cut-offs and critical intraday reports
- Escalate any error/exceptions on identification
- Confirming timely resolution of work assignments by organizing and prioritizing appropriately
- Performing appropriate and confidential handling of sensitive information
- Reviewing all required AML/ KYC Regulatory requirements for all clients and analyzing any transactions that appear unusual based on the customer’s profile
- Build and maintain positive and productive working relationships internally and externally
Sr. Process executive - Operations
Infosys BPM Limited
Bangalore
12.2015 - 12.2017
- Processing loan originations, calculating the LTV and CLTV for purchase and refinance
- Reviewing the documents - appraisal, 1003, 1008, title commitment, title insurance, credit reports, bank statements, Pay stubs & W-2's for US borrowers
- Taking a lending decision as per the data validation where a special checklist is shared from the on-shore
- As a senior executive responsible for performing live audit loans for any findings
- Training new associates and updating on new updates for the team received from on-shore team
- Escalating critical errors and findings to Team lead for action plan and controls
- Maintaining Bi-weekly shift planning for the team in 3 break-ups of shift
- Responsible for User Acceptance Testing (UAT) and report it to on-shore team
- Shared best practice idea to my Manager for creating and automating work allocation tool from PQA inbox to Share-point
- Resulting as time saving activity for the delegator, where no need to assign the live loans manually and the delegator can easily keep an eye on any TAT miss
Sr. KYC Analyst
Deutsche Bank
Bangalore
Education
MBA - Finance
Barkatullaha University
Bhopal01.2015
B.com -
Barkatullaha University
Bhopal01.2013
Higher Secondary Education -
CBSE
01.2011
Skills
- Proven Leadership Skills
- Quality Assurance Methodologies
- Client Due Diligence
- Investigation management
- Data analysis
- Risk assessment expertise
Languages
- English
- Hindi
Training
- Banking and Retail Fundamentals (T100)
- Customer Service (CS100)
- Coaching & Motivational skills
- Certified Business Analyst from Imarticus.
Accomplishments
- Awarded as iSTAR for the year 2016 for all round performance for best practice, productivity and quality.
- Extra-miler achiever for 2015 and 2016 for best performer in productivity and quality.
- Bagged accolades from the client as the shining employee for exemplary performance in productivity and quality in 2015.
Personal Information
- Date of Birth: 06/15/91
- Marital Status: Single
Processimprovementidea
Shared best practice idea to my Manager for creating and automating work allocation tool from PQA inbox to Share-point. Resulting as time saving activity for the delegator, where no need to assign the live loans manually and the delegator can easily keep an eye on any TAT miss.
Timeline
Sr. KYC Analyst
Deutsche Bank
04.2023 - Current
Associate
Morgan Stanley
12.2021 - 03.2023
Sr. KYC Analyst
Deutsche Bank
07.2020 - 11.2021
KYC Analyst
HSBC
04.2018 - 07.2020
Sr. Process executive - Operations
Infosys BPM Limited
12.2015 - 12.2017
Sr. KYC Analyst
Deutsche Bank
MBA - Finance
Barkatullaha University
B.com -
Barkatullaha University
Higher Secondary Education -
CBSE
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