Preshita Salunkhe
Mumbai
Summary
Well organized and detail-oriented professional with a strong background in compliance, risk management, and regulatory adherence. Experienced in monitoring and ensuring compliance with industry standards, creating detailed reports, and maintaining data integrity. Looking for an opportunity to leverage my skills, contribute to the team, and grow professionally.
Overview
3
3
years of professional experience
3
3
Certifications
Work History
Compliance Executive
Union Bank of India Services Pvt Ltd
Thane
11.2024 - Current
- Drafted reports on findings from investigations into possible violations.
- Created strategies to ensure the company follows regulations.
- Coordinated with external auditors to review company operations and documents.
- Prepared regular updates for senior management on compliance activities.
- Reviewed physical and digital records to assess risks and ensure compliance with guidelines.
Process Associate - Trade Specialist
Tata Consultancy Services (Client - Citi Bank)
Thane
08.2021 - 06.2024
- Scrutinized and verified trade documents, like invoices, purchase orders, and shipping documents.
- Ensured that all trade activities adhered to policies, regulations, and company standards.
- Helped resolve discrepancies related to orders, shipments, or payments.
Intern
Aditya Birla Capital
10.2019 - 02.2020
- Gained an understanding of the legal and regulatory framework, focusing on adherence to SEBI (Securities and Exchange Board of India) regulations.
- Learned about the importance of risk management to mitigate financial risk.
- Analyzed competitors’ investment strategies, product offerings, and market positioning.
Education
Bachelor of Banking And Insurance -
Keraleeya Samajam's Model College
Dombivli05-2021
Higher Secondary Certificate Examination -
V.G. Vaze College of Arts, Science And Commerce
Mulund02-2018
Skills
- Microsoft Office Suite
- ZOHO CRM
- Skilled in using Finacle for banking operations
- Anti-Money Laundering (AML) and Know Your Customer (KYC)
- Transaction Monitoring and Due Diligence
- Effective Communication and Team Management
Certification
- Banking: Basics of Trade Finance
- BFSI Compliance and Fraud Risk Management
- Prevention of Insider Trading
Accomplishments
- Reported 70 to 80 cases of code of conduct violations involving related party transactions between staff and empaneled partners within a turnaround time (TAT) of four weeks
- Identified red-flag transactions of Rs 9.3 Lakh in Q1 2024, Rs 23.44 Lakh in Q2, and Rs 1.72 Crore in Q3 for the financial year 2024.
- Found a discrepancy of Rs 1.73 Crore in Current Liabilities (Trade Payables + Provision for Partner Commission) in the Balance Sheet for Q3 2024, compared to the actual pending commission payments as per the CRM report.
- Identified several partial disbursements, totaling Rs 4.18 crore, were not considered for commission payments from August 2024 to January 2025 after reviewing their deal-wise data
- Reported total 67 partners empaneled in FY 2024-25 with a negative background verification status, yet their partner codes were still active in the CRM module
Timeline
Compliance Executive
Union Bank of India Services Pvt Ltd
11.2024 - Current
Process Associate - Trade Specialist
Tata Consultancy Services (Client - Citi Bank)
08.2021 - 06.2024
Intern
Aditya Birla Capital
10.2019 - 02.2020
Bachelor of Banking And Insurance -
Keraleeya Samajam's Model College
Higher Secondary Certificate Examination -
V.G. Vaze College of Arts, Science And Commerce