Priya Rai

• Review client data and documentation, including client due diligence (CDD),enhanced due diligence (EDD) and SDD (Simplified due diligence) information, for completeness and accuracy.
• Understanding of Screening and be able to discount hits.
• Act as primary point for TM queries and escalate any suspicious activity to financial crime compliance (FCC)
• Perform quality control testing of KYC files to ensure compliance with firm and regulatory requirements.
• Knowledge of Uses Sales force to collect and store customer data required for KYC processes
• This includes personal information, identification documents, financial data, and risk assessment details via Cyber Source
• Special Performing KYC Due Diligence on wide range to entity type which include Charity , LTD
• Ltd by Shares and Guarantee, LLP, Partnership, Sole trader, Trusts, PLC, Club, Society, School/University, Enterprises,
• Led comprehensive customer due diligence (CDD) and enhanced due diligence (EDD) processes on clients, ensuring verification of identities, risk assessment, and compliance with UK regulatory standards
• Executed sanctions screening, politically exposed person (PEP), RCA, checks, and adverse media searches to proactively identify and mitigate potential risks, contributing to robust risk management practices.
• Increased customer satisfaction by promptly addressing concerns and providing effective solutions tailored to their needs.
• Met month-end reporting objectives and deadlines.

Tools Used- Orbis, Lexis Nexis, Lexis RMS, Experian, Finacle, FICO, World Check

• Investigated and reported suspicious activities and creating report SOW/SOF
• Investigated and reported suspicious activities and transactions to the Financial Intelligence Unit (FIU), strictly adhering to the Proceeds of Crime Act (POCA) and the Money Laundering
• Conducted screenings for Negative Information, PEP, and Sanction exposure
• Interfaced with stakeholders for KYC information/documents/approvals
• Compliance like AML and AMLOCK Transactions (monitoring and Due diligence of all respected
• Export bill processing,(Bill lodgment/realization/ purchased/negotiation/EPC/PCFC) , Inward remittance processing, Inward settlement under different purpose code, Bank Guarantee
• Import Transaction, Good knowledge of Letter of credit UCP 600 and ICC publication
• Knowledge about MT103, MT202 and other Massage Type 799, Good knowledge of SWIFT and inter communication.
• TOOL- Finacle, FCRM,CBS, Sales CRM, ORM, Omni flow, NTS