PRIYANKA .
Pune,MH
Summary
KYC/AML analyst with MBA and3 years of experience in compliance and risk management. Skilled in conducting due diligence, reviewing financial data, and ensuring adherence to AML regulations. Detail-oriented and committed to maintaining high standard in financial process.
Overview
5
5
years of professional experience
Work History
Associate
BNY Mellon
02.2023 - 08.2024
- 1.) Conducted periodic reviews of client accounts to ensure compliance with internal KYC/AML policies and regulatory requirements
- 2.) Assisted in the client onboarding process, ensuring the accurate collection and verification of client information, including Ultimate Beneficial Owners (UBO) identification
- 3.) Performed sanction screening, including Politically Exposed Persons (PEP), adverse media, and other high-risk factors to mitigate potential risks
- 4.) Worked on multiple entity types including corporations, partnerships, trusts, and individuals, ensuring tailored due diligence based on risk factors
- 5.) Ensured timely escalation of suspicious activities and worked closely with compliance teams to ensure issues were addressed and resolved in accordance with regulations
- 6.) Proficient in using various AML and KYC tools and platforms for compliance monitoring
KYC Analyst
IBM
08.2021 - 09.2022
- 1.) Conducted KYC remediation for both individual and entity clients based in the UK, ensuring compliance with regulatory requirements
- 2.) Performed identification and verification of client information, thoroughly analyzed KYC documentation, assessed customer accounts, and collaborated with branch officials to fulfill the bank's KYC obligations
- 3.) Evaluated customer profiles, including products, nature of business, ownership structures, and financial statements, to determine the source of funds and wealth as part of the risk assessment process
- 4.) Reviewed key documentation such as formation documents, financing agreements, and other relevant records to ensure accuracy and completeness
Financial Representative
SS&C technologies
09.2020 - 06.2021
- 1.) Onboarded clients for Non-Fiduciary, Fiduciary, Individual Retirement, and Corporate/Trust accounts, verifying IDs and documents. Check SSN number, validate banking documents, verifying the identity and residence of customer
- 2.) Handled shareholder inquiries on transactions, balances, and account issues
- 3.) Managed back-end tasks like identity verification, beneficiary setup, and broker-dealer coordination
Internship: intern at co-working studio
co-working studio
05.2019 - 07.2019
- Daily Book-keeping activities and To know the incurred expenses while providing the overall working of the co-working space
- Billing of clients for services provided and sending quotation and dealing with their requirements
Education
Master’s - M.B.A finance
Sinhgad Institutes
05.2020
Bachelor’s - Commerce
Magadh University
07.2017
High school or equivalent - Commerce
St. Michael’s High School
06.2012
Skills
- Anti-Money Laundering
- Know-your customer
- Transaction Monitoring
- Customer Due Diligence, Onboarding, EDD
Timeline
Associate
BNY Mellon
02.2023 - 08.2024
KYC Analyst
IBM
08.2021 - 09.2022
Financial Representative
SS&C technologies
09.2020 - 06.2021
Internship: intern at co-working studio
co-working studio
05.2019 - 07.2019
Bachelor’s - Commerce
Magadh University
High school or equivalent - Commerce
St. Michael’s High School
Master’s - M.B.A finance
Sinhgad Institutes
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