Priyanka Vishal
Gurugram
Summary
Risk and Compliance Professional with 9 years of experience in research, risk management, and regulatory compliance. Proven ability to oversee governance frameworks, conduct thorough risk assessments, and lead compliance audits. Expertise in legal document review, third-party due diligence, and process automation. Aiming to apply risk management and corporate governance skills in a strategic capacity.
Overview
10
10
years of professional experience
1
1
Certification
Work History
Enterprise Risk Analyst
Zinnia Digital Services LLP
Gurugram
05.2025 - Current
- Initiated and implemented core components of the Enterprise Risk Management (ERM) program, including policies, frameworks, and governance structures, aligned with regulatory expectations.
- Designed and piloted the Operational Risk Management Framework, enabling consistent risk identification, assessment, and reporting across critical business functions.
- Led the rollout of RCSA methodology and reporting using AuditBoard, facilitating workshops with cross‑functional teams to evaluate control effectiveness and residual risk.
- Established the risk register and issue management process, ensuring timely remediation, root‑cause analysis, and closure of risk events and audit findings.
- Developed risk dashboards, KRIs, and control performance metrics for senior leadership and governance committees.
- Supported internal audits and regulatory reviews, ensuring documentation accuracy and proactive remediation.
- Collaborated with cross-functional teams to enhance risk assessment processes.
Senior Associate – Risk Management
EY GDS India LLP
Gurugram
09.2022 - 04.2025
- Produced real-time risk alert reports to identify emerging risks, and enable proactive mitigation.
- Conducted risk assessments and due diligence on client accounts, identifying regulatory and operational exposures.
- Ensured compliance with legal standards, credit agreements, and regulatory frameworks, supporting governance reviews.
- Collaborated on developing risk management frameworks to mitigate financial and reputational risks.
- Provided guidance on third-party screening, compliance monitoring, and control effectiveness.
- Built Power BI dashboards and MI reports to support governance committees and senior stakeholders.
- Partnered with business units to strengthen controls and embed risk awareness into operational processes.
Senior Associate – Research & Reporting
S&P Global Market Intelligence
Gurgaon
03.2018 - 09.2022
- Conducted qualitative and quantitative research on corporate transactions (IPO, M&A, fixed‑income, private equity) with a focus on risk implications.
- Performed third‑party risk assessments aligned with internal security policies and industry standards.
- Generated risk insights using platforms like Capital IQ, Factiva, Crunchbase, and Lexis Nexis.
- Supported regulatory compliance reviews by analyzing term sheets, SLAs, and legal agreements.
- Led automation projects (SQL, VBA, Power BI) to streamline risk reporting and compliance monitoring.
- Participated in quality assurance and governance checks, conducting root-cause analysis, and implementing corrective actions.
- Delivered training and knowledge transfer on risk tools and automation, improving team efficiency.
Compliance Associate
DPNC Global LLP
Delhi
03.2017 - 02.2018
- Implemented a compliance program reducing non‑compliance risk and improving audit readiness.
- Conducted compliance audits and monitored adherence to internal policies and procedures.
- Investigated employee misconduct cases and supported disciplinary actions.
- Delivered compliance training across departments and conducted due diligence for high‑risk third‑party onboarding.
External Auditor – Internship
Reliance Capital Limited
Delhi
03.2016 - 02.2017
- Drafted and reviewed legal documents (leases, contracts) to ensure regulatory compliance.
- Conducted secretarial audits and compliance testing across industries.
- Performed KYC reviews, flagged suspicious accounts, and supported AML transaction reporting.
Education
Enterprise Risk Management -
Institute of Risk Management (HQ:UK)
Company Secretary (CS) -
Institute of Company Secretaries of India
Bachelor of Commerce (B.Com) -
University of Delhi
01-2014
Skills
- COSO framework and ISO 31000
- Compliance monitoring and controls
- Governance reviews
- AML and KYC practices
- Due diligence assessments
- SQL and Power BI
- Management information reporting
- SOX and ISO standards
Accomplishments
- Developed a reporting system saving 20+ hours/week.
- Led process improvement projects enhancing operational efficiency and client satisfaction.
- EY Spot Award – Exceptional Client Service
- S&P Global Excellence Awards – Essential Excellence, Zero Defect, Mentorship, Going Beyond Mile
Certification
Google Data Analysis
SQL Bootcamp – LinkedIn
Power BI Dashboard Creation – LinkedIn
EY Bronze Badge – Data Visualization
EY Gold Badge – Advanced Risk Management
SQL Bootcamp – LinkedIn
Power BI Dashboard Creation – LinkedIn
EY Bronze Badge – Data Visualization
EY Gold Badge – Advanced Risk Management
Timeline
Enterprise Risk Analyst
Zinnia Digital Services LLP
05.2025 - Current
Senior Associate – Risk Management
EY GDS India LLP
09.2022 - 04.2025
Senior Associate – Research & Reporting
S&P Global Market Intelligence
03.2018 - 09.2022
Compliance Associate
DPNC Global LLP
03.2017 - 02.2018
External Auditor – Internship
Reliance Capital Limited
03.2016 - 02.2017
Enterprise Risk Management -
Institute of Risk Management (HQ:UK)
Company Secretary (CS) -
Institute of Company Secretaries of India
Bachelor of Commerce (B.Com) -
University of Delhi