Punam Singh
Compliance Professional
Kolkata
Summary
Dynamic and detail oriented with over 10 years of experience, managing corporate governance, regulatory compliance, and entity management. Ability to support board and committee operations in high-growth, fast-paced environments. Adept at collaboration, legal compliance, risk mangement and tech-driven governance solutions. Adept at fostering cross-functional collaboration and providing ethical leadership, ensuring robust adherence to regulatory standards and corporate governance.
Hardworking and driven with quality-focused and proactive approach.
Overview
11
11
years of professional experience
4
4
Languages
Work History
Corporate Compliance Officer
Adventz Securities Enterprises LImited
03.2015 - Current
- Coordinated responses to regulatory inquiries, ensuring accurate representation of company practices and timely resolution of concerns.
- Evaluated proposed business initiatives for alignment with applicable legal requirements, minimizing potential liabilities.
- Streamlined reporting processes for increased efficiency in regulatory submissions.
- Managed relationships with external auditors, facilitating timely completion of annual audits and addressing identified issues promptly.
- Advised executive leadership on potential impacts of new regulations, enabling proactive adaptation strategies.
- Assisted with development of compliance objectives and strategies.
- Maintained up-to-date knowledge of applicable laws and regulations.
- Developed risk assessment models to identify potential compliance risks.
- Assisted with internal and external audits to confirm compliance with applicable laws and regulations.
- Identified gaps in existing compliance processes and recommended updates.
- Collaborated with cross-functional teams to ensure consistent application of compliance standards across all departments.
- Reduced company risk exposure by conducting thorough internal audits and investigations.
- Provided expert guidance on regulatory matters during mergers and acquisitions, ensuring seamless transitions.
- Enhanced corporate compliance by developing and implementing comprehensive policies and procedures.
Secretarial Retainer
Adventz Group
05.2014 - 02.2015
- Self-motivated, with a strong sense of personal responsibility.
- Excellent communication skills, both verbal and written.
- Proven ability to learn quickly and adapt to new situations.
- Skilled at working independently and collaboratively in a team environment.
- Worked well in a team setting, providing support and guidance.
- Worked flexible hours across night, weekend, and holiday shifts.
- Adaptable and proficient in learning new concepts quickly and efficiently.
Education
Qualified Company Secretary - Compliance
The Institute of Company Secretaries of India
India, Kolkata 04.2001 -
Bachelor of Arts And Bachelor of Laws - Law
Department of Law, University of Kolkata
Kolkata 04.2001 -
Skills
Team management
Stakeholder meetings
Policy design
Compliance reviews
Reporting requirements
Internal controls
Risk management
Policy analysis
Corporate governance
Legal research
Compliance monitoring
Code of conduct
Legal compliance
Documentation review
Ethical leadership
Team management
Reading, Sketching, Poetry
- Reading – Passionate about literature and non-fiction; regularly explore works in philosophy, and contemporary fiction and fantasy fiction to broaden understanding and empathy. Enjoy autobiographies and semi autobiographies
- Sketching – Self-taught artist; use sketching as a creative outlet.
Timeline
Corporate Compliance Officer
Adventz Securities Enterprises LImited
03.2015 - Current
Secretarial Retainer
Adventz Group
05.2014 - 02.2015
Qualified Company Secretary - Compliance
The Institute of Company Secretaries of India
04.2001 -
Bachelor of Arts And Bachelor of Laws - Law
Department of Law, University of Kolkata
04.2001 -
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