Radha Sham Rao
Bangalore
Summary
To be associated with an esteemed organization in the area of Finance & Auditing where I can enhance my knowledge and experience so as to align self-development with the Organization's growth
Risk and compliance professional with 3 years of experience in the field of internal audit and 3 years of article-ship experience in Internal audit, Direct and Indirect taxation field.
Overview
7
7
years of professional experience
Work History
Control Management Specialist - AVP
Wells Fargo International Solutions Private Limited
06.2025 - Current
- Conducted comprehensive evaluations of Evidence-Based Control Evaluation (EBCE) control testing to ensure alignment with regulatory requirements and internal policies.
- Scheduled and led walkthroughs with various stakeholders to understand control procedures, facilitating open communication to identify potential issues and areas of improvement.
- Performed Test of Design (ToD) and Test of Performance (ToP) to validate the effectiveness of controls, documenting findings with detailed reports including screenshots.
- Led issue analysis, thematic reviews, and remediation coordination to proactively manage operational risks and strengthen control ownership.
Team Leader
Standard Chartered Global Business Services
Bangalore
10.2022 - 06.2025
- Promoted to Team Leader from the role of Senior Analyst within 1 year.
- Identified and evaluated complex business risks, internal controls which mitigate risks and related opportunities for internal control improvement along with in-depth understanding and knowledge of Risk Data Reporting, Client Monitoring, Wealth Management, Credit Risk Management, Private Banking, Collections and Recoveries processes.
- Performed control testing in 2nd line of defense to determine whether internal controls effectively prevent or discover material misstatements at the appropriate assertion level.
CA Article Assistant
Vishnu Daya & Co LLP
01.2019 - 12.2022
- Preparation of Financial Statements as per Schedule of Companies Act, 2013 and AS issued by ICAI.
- Reconciliation of GST, Preparation and Filing of GST returns, ensuring compliance with GST provisions.
- Statutory Audit and filing of IT returns.
Education
Bachelor of Commerce -
Bangalore University
01.2018
Pre-University -
St. Anne's Pre-University
01.2015
Class X -
M.M.E.T. High School
Skills
- Microsoft Excel
- Microsoft Word
- Microsoft PowerPoint
- Statutory Audit
- Internal Audit
- Direct Taxation
- Indirect Taxation
- Evidence-Based Control Evaluation (EBCE)
- Control Gap Analysis
- Remediation
- Stakeholder Management
- Operational Risk Management
- Test of Design (ToD)
- Test of Performance (ToP)
- Control Testing
- Risk Control Self-Assessment (RCSA)
- Public speaking
Personal Information
Date of Birth: 07/23/97
Timeline
Control Management Specialist - AVP
Wells Fargo International Solutions Private Limited
06.2025 - Current
Team Leader
Standard Chartered Global Business Services
10.2022 - 06.2025
CA Article Assistant
Vishnu Daya & Co LLP
01.2019 - 12.2022
Bachelor of Commerce -
Bangalore University
Pre-University -
St. Anne's Pre-University
Class X -
M.M.E.T. High School
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