Raghav Sharma

• Possess comprehensive knowledge of derivative securities, fixed income, equities, and capital market instruments.
• Effectively resolve trade and cash discrepancies by coordinating with clients, custodians, and counterparties, ensuring same-day resolution wherever possible.
• Validate income postings using financial tools such as Bloomberg, Euroclear, and DTCC with precision and accuracy.
• Received a Spotlight Award for exceptional performance and contributions in automation initiatives.
• Well-versed in and experienced with key financial platforms including TLM for reconciliation and Eagle Go for portfolio accounting and reporting, contributing to enhanced operational accuracy and efficiency.
• Proactively tracked, analysed, and followed up on critical aged breaks and outstanding issues, ensuring timely closure and reporting.
• Led automation initiatives by utilizing tools like Pentaho, Xceptor, and Python; successfully delivered two automation projects that significantly improved process efficiency and reduced manual dependencies.
• Delivered daily operational support covering issue resolution, transaction processing, accounting services, and product control for both internal and external stakeholders.

• Corporate Compliance Management: Assisted in ensuring compliance with the Companies Act, 2013, and other applicable laws and regulations.
• Statutory Filings: Prepared and filed statutory forms and returns (e.g., MGT-7, AOC-4, DIR-12) with the Ministry of Corporate Affairs (MCA) through the MCA portal and reviewing the financial statements.
• Board and General Meetings: Supported in drafting agendas, notices, resolutions, and minutes of board and shareholder meetings.
• Secretarial Audit: Conducted secretarial audits, prepared compliance checklists, financial statement analysis and ensured adherence to statutory requirements.
• Legal Documentation: Assisted in drafting and reviewing agreements, MOAs, AOAs, and other legal documents.
• Liaisoning: Coordinated with regulatory authorities such as the Registrar of Companies (ROC), SEBI, and other stakeholders for regulatory submissions and clarifications.