Rahul Agarwal
Hindmotor
Summary
To establish myself in professional cadre and to endeavor to work towards the goals of the organization offering career growth and opportunities, through my determined efforts and knowledge, thereby raising my experience and learning graph.
Seeking to contribute strong analytical and organizational skills to a forward-thinking finance team.
Overview
9
9
years of professional experience
Work History
Manager (Inspection Department)
National Stock Exchange
01.2022 - Current
- Conducted routine and surprise audit of trading members to ensure compliance with stock exchange regulations and financial market guidelines.
- Assessed the effectiveness of internal controls, risk management systems and trading processes across member firms.
- Identified non-compliance issues drafted comprehensive inspection reports and recommended corrective and preventive actions.
- Collaborated with compliance, legal and surveillance team to address regulatory breaches and supported enforcement actions.
- Coordinated with regulatory bodies SEBI for joint inspection, audits and investigations ensuring seamless information exchange and compliance reporting.
- Monitored adherence to AML,KYC and other statutory requirement's.
- Assisted in training new hires and market participant's on compliance, operational risk and best practices in line with exchange standards.
- Forensic Audit and fraud investigation & detection.
- Proactively monitored regulatory updates and integrated changes into inspection procedures maintaining zero compliance lapses during tenure.
- Analysis of data from other exchanges and internal department for reports.
- Analyzing the Financials of Trading Members and Auditors report for annual inspection.
- Analysis of Internal auditors report and conducting the internal quality check of the internal auditors report.
- Listing Visit of the companies to be listed in NSE.
Assistant Manager (Corporate Accounts & Governance Department)
Poonawalla Housing Finance Limited
07.2020 - 12.2021
- Company Overview: Group Company of Poonawalla Fincorp Limited
- Monthly and Annual Preparation of Financial Statements of the company as per IND AS.
- Keeping adhere to regulatory compliance of the company and duly filling the returns to NHB and RBI.
- Preparation and review of various MIS reports to management, business presentation & analysis.
- Income and expense variance analysis quarterly and annually for representation to the management.
- Major role in closing the quarterly and annual audit of the company by constantly interacting with the statutory & internal auditors and closing out the relevant points of the auditor.
- Inter Department co-ordination.
- Preparation of Loan Book and different data points required for disclosures to banks and different institutions.
- Preparation of Fixed Assets Register and valuation of Loan portfolio.
- Income Tax accounting and related matters.
- Group Company of Poonawalla Fincorp Limited
Audit Assistant
Rajesh Biswanath & Co
03.2020 - 06.2020
Articleship
Rajesh Biswanath & Co
10.2017 - 10.2019
Articleship
KASG & Co
10.2016 - 10.2017
- Handled audit assignments such as internal audit, statutory audit, tax audit, vat audit, bank audit, forensic audit and taxation matters (viz. e-filing of income tax returns, vat return and other miscellaneous matters).
- Drafting financial statements including the notes to accounts and analysis of internal controls of the company.
- Ensuring adherence to accounting standards and other requirements of Schedule - III of the Companies Act, 2013 and other statutory requirements.
- Vouching, drafting correspondences and reconciliation of debtors/creditors, related party transactions, GST, TDS, other miscellaneous areas.
- Ensuring adherence to inventory valuations and provisioning norms as per applicable standards (IND AS).
- Handling NPA calculations and ensuring proper provisioning as per banking norms is complied with in books of accounts.
- Ensuring compliance with ROC filing matters.
Education
B.Com (Hons.) -
Umeshchandra College
01.2017
ST. Lawrence High School -
ST. Lawrence High School
01.2014
Hindmotor Education Centre -
Hindmotor Education Centre
01.2012
Skills
- Data Analysis
- Finalization of Accounts
- Income Tax matters
- Dealing with statutory bodies
- MS Office with powerpoint presentations
- Variance analysis and Monthly MIS
- Part in implementation of new technology tools
- Teamwork and leading a team
Languages
- English
- Hindi
- Bengali
Hobbies and Interests
- Reading books
- Listening music
- Playing cricket
- Badminton
- Travelling
Certificate
NISM-Equity Derivatives
Father's Name
Murari Lal Agarwal
Personal Information
- Date of Birth: 06/27/96
- Gender: Male
- Nationality: Indian
Computer Proficiency And Achievements
- Completed 100 Hours of computer training under ICAI (ITT Training Center, Kolkata)
- Conversant with MS Office and accounting packages like Tally ERP, SAP and Oracle.
- Conversant with Power BI and Qlik.
- Conversant with audit software like ACL, SAP or other relevant tools.
- Provided an idea and implemented it which resulted in better time efficiency in audit/inspection.
Languages
English
Advanced
C1
Hindi
Upper Intermediate
B2
Bengali
Beginner
A1
Timeline
Manager (Inspection Department)
National Stock Exchange
01.2022 - Current
Assistant Manager (Corporate Accounts & Governance Department)
Poonawalla Housing Finance Limited
07.2020 - 12.2021
Audit Assistant
Rajesh Biswanath & Co
03.2020 - 06.2020
Articleship
Rajesh Biswanath & Co
10.2017 - 10.2019
Articleship
KASG & Co
10.2016 - 10.2017
B.Com (Hons.) -
Umeshchandra College
ST. Lawrence High School -
ST. Lawrence High School
Hindmotor Education Centre -
Hindmotor Education Centre