Overview
Work History
Education
Skills
Certification
Academic Distinctions
Hobbies and Interests
Key Projects And Achievements
Internship
Timeline
Generic

Rahul Bansal

Overview

13
13
years of professional experience
1
1
Certification

Work History

Director

Finvasia Capital Ltd
05.2025 - Current
  • Develop and implement operational risk policies and procedures
  • Identify, asses and monitor the operational risks of the company
  • Enable better information flow, business processes and company planning
  • Liaising with superior to make decisions for operational activities and set strategic goals
  • Planning and monitoring the day-to-day running of business to ensure smooth progress
  • Evaluate regularly the efficiency of business procedures according to organizational objectives and apply improvements
  • Review financial information and adjust operational budgets to promote profitability
  • Revise and/or formulate policies and promote their implementation
  • Manage relationships/agreements with partners and vendors
  • Evaluate overall performance by gathering, analyzing and interpreting data and metrics

Director

Charlgate Ltd
03.2025 - Current
  • Develop and implement operational risk policies and procedures
  • Identify, asses and monitor the operational risks of the company
  • Enable better information flow, business processes and company planning
  • Liaising with superior to make decisions for operational activities and set strategic goals
  • Planning and monitoring the day-to-day running of business to ensure smooth progress
  • Evaluate regularly the efficiency of business procedures according to organizational objectives and apply improvements
  • Review financial information and adjust operational budgets to promote profitability
  • Revise and/or formulate policies and promote their implementation
  • Manage relationships/agreements with partners and vendors
  • Evaluate overall performance by gathering, analyzing and interpreting data and metrics

Director

Nevea Services Ltd
09.2022 - Current
  • Develop and implement operational risk policies and procedures
  • Identify, asses and monitor the operational risks of the company
  • Enable better information flow, business processes and company planning
  • Liaising with superior to make decisions for operational activities and set strategic goals
  • Planning and monitoring the day-to-day running of business to ensure smooth progress
  • Supervising staff from different departments and provide constructive feedback
  • Evaluate regularly the efficiency of business procedures according to organizational objectives and apply improvements
  • Oversee customer support processes
  • Review financial information and adjust operational budgets to promote profitability
  • Revise and/or formulate policies and promote their implementation
  • Manage relationships/agreements with partners and vendors
  • Evaluate overall performance by gathering, analyzing and interpreting data and metrics

Director

Charlgate SVG LLC
05.2021 - 08.2023
  • Develop and implement operational risk policies and procedures
  • Identify, asses and monitor the operational risks of the company
  • Enable better information flow, business processes and company planning
  • Manage and increase the effectiveness and efficiency of Support Services through improvements to each function as well as coordination and communication between support and business functions.
  • Long-term planning including financial management, planning, systems and controls

AVP Forex & CFD

Finvasia
10.2018 - 08.2022
  • Risk Management Operations: Overseeing the risk management systems by verifying margin calculations, settlement prices, trade prices, P&L calculation, free equity and total trades done by client
  • Monitoring and problem solving for all exchange connectivity issues involved with trading to make sure the best execution connectivity for the clients
  • Supervision of Daily Process of Risk Management like Limit updating, Square off position, Reporting to Exchange/Regulators
  • Overseeing the implementation of systems to measure the performance of the individual team’s members against budget and pre set performance measurement criteria (including KPIs).
  • Ensuring the appropriate personnel are in place to deliver the short and long terms goals set for the Brokerage Operations Team and provide direction, coaching, training and motivation to these staff.
  • Update the Brokerage Operations Team policies and procedures to conform to international best practice and to ensure that all staff are aware of the context in which to carry out their day-to-day duties.
  • Monitoring and Preparing intraday shortages
  • Monitoring positions limit Violations / Position limits / TM Funds Limits
  • Reporting periodic information including MIS on suspicious transaction to Seniors Management to mitigate risks
  • Expertise in handling Admin terminal like use of Rules and categories, creating various groups and roles
  • Development of Back office software and In house development related to Risk Department.
  • Monitoring the exposure and Tracking of funds with All exchanges
  • Responsible for managing the entire team of RMS.
  • Taking action as per various RISK MIS
  • Enablement and disablement in case of margin violation, settlement shortage, M2M violation
  • Manage the day-to-day operations of the Brokerage Operations Team to ensure it functions effectively and efficiently
  • Making sure all trading software are properly configured for the various trading parameters
  • Mentoring the working of the trading platforms and hosting servers.
  • Monitoring the instrument prices, trades flow and execution
  • Resolving and providing the information related to clients’ trade queries
  • Discussing with various vendors to find the suitable software & plugins to meet the business requirements
  • Portfolio Updates & Management Discuss with clients to provide portfolio updates and discuss based on evolving client objectives.
  • Building and maintaining strategic relationships with partners and clients
  • Trading & dealing: Senior dealer in Equity, Derivatives, Currency and Commodity
  • Reporting: Routine reporting to CEO, about daily trade summary, risk analysis and daily fund performance.

Senior Analyst/Trader

Finvasia Securities Private Limited
10.2015 - 10.2018
  • Placement, execution, monitoring & reconciliation of trades for the PMS.
  • Monitoring and Preparing intraday shortages
  • Monitoring positions limit Violations / Position limits / TM Funds Limits
  • Reporting periodic information including MIS on suspicious transaction to Seniors Management to mitigate risks
  • Market Projections, Industry Analysis, Research Reports and Competitive Landscape
  • Research Closely tracking the economic events from around the globe and analyzing its potential impact on financial instruments and publishing research reports on them.
  • Analysis Utilize the Thomson Reuter database to research the financial assets.
  • Skill utilizes the multiple approaches to accurately estimate the target potential.
  • Responsible for portfolio selection, asset allocation and trade executions.
  • Developing and Implementing new Trading Strategies Formation of different trading strategies include technical, option structures, news, event driven, cross country commodities and cash & carry
  • Management Managing a team of 10+ junior members, delegate and organize workflows and providing training.

Research Analyst/Trader

Finvasia Securities Private Limited
08.2012 - 09.2015
  • Market Projections, Industry Analysis, Research Reports and Competitive Landscape
  • Reports Preparing research reports on Currencies, Indian equity & commodities markets.
  • Trade Ideas Generating trade ideas based on fundamental and technical aspects and publishing special reports on current market strategies.
  • Fundamental Analysis Well updated with the fundamentals governing all four major asset classes - Equities, Bonds, Commodities, Currencies and their interrelationships and analyzing its potential impact
  • Dealing with clients for their Trading actively trading in Indian equity, Indian and International commodities.
  • Trading Strategies Developing and implementing new trading strategies

Education

CFA- Certification -

CFA
01.2016

B.E. - Electronic & Communication Engineering

Thapar University
Patiala
01.2011

Higher Secondary -

PSEB
01.2007

Matriculation -

PSEB
01.2005

Skills

  • Microsoft office
  • Additional hardware and internet skills

Certification

  • National Institute of Securities Markets-Series-I: Currency Derivatives Certification
  • National Institute of Securities Markets-Series-VIII: Equity Derivatives Certification
  • MCX Certified Commodity Professional Certification

Academic Distinctions

  • CFA Level III Cleared in first attempt
  • Secured an AIEEE Rank of 4641

Hobbies and Interests

  • Exploring New Places
  • Interacting With People

Key Projects And Achievements

  • CII Event on currency hedging prepared an economic report for the meet to be presented to top exporters of north India
  • Expansion Strategy for FII and FPI position for hedging their currency
  • 'High Performance' ratings in all works
  • Letter of Appreciation for exceptional performance from the CEO

Internship

  • CSIO, Chandigarh, 01/01/10, 06/30/10, Industrial Training on HEAD UP DISPLAY (HUD)
  • ATECH, Chandigarh, 06/01/09, 07/31/09, SIX WEEKS Summer Training on VHDL

Timeline

Director

Finvasia Capital Ltd
05.2025 - Current

Director

Charlgate Ltd
03.2025 - Current

Director

Nevea Services Ltd
09.2022 - Current

Director

Charlgate SVG LLC
05.2021 - 08.2023

AVP Forex & CFD

Finvasia
10.2018 - 08.2022

Senior Analyst/Trader

Finvasia Securities Private Limited
10.2015 - 10.2018

Research Analyst/Trader

Finvasia Securities Private Limited
08.2012 - 09.2015

CFA- Certification -

CFA

B.E. - Electronic & Communication Engineering

Thapar University

Higher Secondary -

PSEB

Matriculation -

PSEB

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Rahul Bansal