Rahul Challani

Insurance client based in the USA (August 2022 – Present)

• Supervised day-to-day operations to meet performance, quality and service expectations.
• Evaluated employee performance and conveyed constructive feedback to improve skills
• Genpact has been inducted by client for their TPRM (Third-Party Risk Management) evaluating incoming supplier/vendor
• Facilitating timely completion of questionnaire by vendor, stakeholders and addressing their queries
• Identify inconsistency and accuracy of details provided by stakeholder and vendors in questionnaire
• Prepare the training plan for team member recently onboarded
• Manage and support ongoing monitoring activities in collaboration stakeholders
• Create a MIS and share the progress on the agreed KPI
• Constantly examine the parts that could be enhanced operationally and check other matrix like RACI

Audit of medical instrument manufacturer (Mar 2022 – Jul 2022)

• Carried out audits of distributors and sub-distributors involved in the sale of medical equipment across the globe. I was involved entity based in the USA
• Prepared a minimum list of documents that a distributor needs to maintain and adherence to laws, guidelines of the manufacturer, and samples being distributed

• · Conducted TPACDD (third-party Anti-corruption due diligence) examinations on suppliers, customers, partners, and other third parties that can expose the organization to innumerable regulators and reputational risk
• Performed CADD (Client acceptance due diligence)/EADD (Engagement acceptance due diligence) on the prospective parties that can expose the organization to innumerable regulators and reputational risk
• Validated risk and regulatory concerns by using internal databases of Deloitte and external strategic applications such as Factiva, Illion Direct (D&Bi), Bloomberg, and World-Check, to perform KYC remediation for contractors onboarded in Australia
• Constantly examined the independence and conflict of interest obligations, for independent contractors before engaging them for work at Deloitte or before renewing any engagement
• Assessed the associate corruption and bribery risk and took appropriate steps to mitigate any risk identified
• Regularly performed integrity checks on the candidates referred by Deloitte’s PPMD before on-boarding the individual to meet our anti-bribery and corruption obligations

• Trained and supported new team members, maintaining culture of collaboration.
• Drafted database usage document to reduce time spent on repetitive usage queries
• Drafted and Reviewed reports such as Enhanced Due Diligence and Standard Due Diligence
• Carried out the required KYC screenings on customers and documented the information obtained on the clients
• Examined all aspects of necessary account opening documents by KYC, OFAC, and FATCA standards
• Conducted comprehensive research, using GOOGLE, LexisNexis, and WORLD CHECK to establish the company profiles and requested KYC information from Clients

• Conducted counterparty due diligence, financial analysis fraud investigations on Proprietors, Partnership Firms, Private Limited Companies, and Non-profit Organizations (NGOs)
• Examined background of entities that cover information related to business details, shareholding structure, key personnel, public profile, adverse media, litigation, PEPs (Politically Exposed Persons), regulatory non-compliance based in and outside India
• Proactively identified the Ultimate Beneficiary Owner (UBO) of the entities, and scrutinize if operations were being conducted in ((the OFAC) Office of Foreign Assets)) countries and traced risk related to individuals/entities to highlight high-risk jurisdictions
• Paid site visits on the assigned targets to understand their business and verify information provided by them
• Pivotal in testing and making changes on the user interface developed to share reports and interacted with clients to make the user experience better