Rahul Pandey

• Quality Lead - Responsible to manage Quality periodic review team
• Analysis and root cause of Process errors and preparing solution oriented initiatives.
• Ensuring collaboration between Makers and Checkers for smoothen process.
• Pipeline management
• Reviewed, identified, updated and prioritized strategic initiatives to provide comprehensive support to senior leadership.
• Allocated work assignments and tasks to comprehensively manage administrative projects.

As a Desk Coordinator, responsible to collaborate with stakeholders to manage the business priorities
Tracking of daily allocation of workflow among Team members
Responsible for solving Team queries being KYC and Regulatory
SME

Review and evaluate client requirements and create business trees for them
MIS reporting to the management and stakeholders

Responsible to perform quality checks on client file Due diligence ( CDD, EDD) for New clients being onboarded as a regulated entity, listed entity, Private entity, SPV, etc for Global Markets
Global SME and responsible to train team members on MIFID,EMIR, Dodd-Frank Protocol, 15a6, CRS and FATCA
Part of the UAT ( user acceptance test) Team who is responsible to test scenarios for business

Validated results and performed quality assurance to assess accuracy of data.

• Performed system analysis, documentation, testing, implementation, and user support for platform transitions.
• Due diligence Checks ( CDD, EDD) for New clients being onboarded as a regulated entity, listed entity,
  Private entity, SPV, etc for Global Markets
  Compiling PEP, negative information and exception reports to AFC and business, Performing screening
  checks (Fircosoft /Lexis Nexis)
  Categorization of client adopted for London location as per MiFID guidelines and EMIR Classification,
  Compiling US-based requests with Dodd-Frank Protocol, 15a6, CRS and FATCA
  

Tracking of daily allocation of workflow among members and coaching and instilling quality norms
among team members.
Updating loan data as per Customer Requirements in the system
Setting up ACH (Automatic Clearing House) and extending the Maturity of the Loan.
Providing accurate information to the customer and same has to be floated among the associates in
team huddle