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Hi, I’m
Raj Singh
Mumbai
Summary
Reliable Manager demonstrating high level of ownership and initiative. Possessing exceptional work ethic and desire to go above and beyond to exceed company expectations. Offering knack for building productive working relationships. Successful in fast-paced, deadline-driven environments to manage goals and team development. History of thriving in team-oriented environments.
Overview
6
years of professional experience
1
Certification
Work History
Axis Asset Management Company LimitedMumbai
Manager - Operational Risk Management
03.2024 - Current
Job overview
- Undertaken discussions with risk owners for identification of risks and prepared risk registers to include risk contributing factors, response plans, key risk indicators for the all-key processes at corporate level and supported risk owners in assessing risks at inherent, residual and target residual level
- Preparation of KRI & RAF Breach Matrix Framework & Incident reporting along with RCA
- Establish and Review of Risk and Control Self Assessment Frameworks (RCSA) across organization, report the issue identified, track the action plan to ensure mitigation within agreed timelines
- Vendor & Outsourcing Framework
- Monthly Governance with all stakeholders on open risk point and action plan
- Control Testing / Thematic Review to assess the effectiveness of process design and the control environment.
Axis Asset Management Company LimitedMumbai
Manager - AIF & PMS Operation
10.2022 - 02.2024
Job overview
- Verification of Bank Reconciliation, holding reconciliations
- Responsible for ensuring all regulatory reporting and compliances in a timely manner by taking assistance from legal and compliance teams
- Monitoring Investor Payouts and Distributions, Management Fees charged to Fund
- Preparing periodic for investors including fund updates, NAV, drawdown notices and statement of holding
- Daily cashflow management of the Fund, investment of surplus funds
- Co-ordination with custodians/RTA with respect to Account opening, maintenance & closure of client bank and Demat account, trade processing, corporate action etc.
- Account opening, Verification of documentation including application forms, agreement, KYC documents etc. (including NRI investors (NRE/NRO)
- Handling customer queries and reverting within the decided TAT with proper co-ordinations with RTA/Bankers/Custodians
- Settlement of trades
- Processing collections/redemptions.
- Reporting to Fund manager/Dealer on position of cash /stocks & providing client/Scheme's data as and when required.
- Co-ordination with HO Operations team w.r.t. Subscriptions, redemptions, and MIS.
Kanu Doshi Associates LLPMumbai
Article Assistant
03.2019 - 08.2022
Job overview
- Indulged in statutory audit under IGAAP, IFRS, IndAS including group reporting and finalization of accounts for listed clients and private companies
- Taking responsibility of audit documentation including staffing, planning and day-to-day field work within time frame of Standards on Auditing along with preparation of audit deliverables like audit report, IFC report
- Preparation of Income Tax Return of Individuals, Trust, Partnership Firm (including LLP), Companies listed as well as private limited
- Preparation and guiding the client for filing of various form and return like SFT-Return, TDS Return, 15CA, 15CB, Lower Deduction Form etc.
Education
Institute of Chartered Accountants of India
Chartered Accountants
05.2022
University of MumbaiMumbai, India
Master of Commerce from Financial Accounting
08-2021
Thakur College of Science & CommerceMumbai, India
Bachelor of Commerce
05-2019
Lord's Universal College of LawMumbai,India
3 Year LLB
Skills
- Interpersonal Communication
- Leadership
- Critical & Analytical
- Initiative taking ability
- Integrity & Respectful
- Operations Management
- Policy Implementation
- Key Performance Indicators
- Cross-functional team management
- Financial Management
- Cross-Functional Teamwork
Websites
Certification
Research Analyst, 07/01/22, National Institute of Securities Market
Accomplishments
- Article of the Month, 2021 - Special Thanks & Recognition Award, Certified as star article of my firm in 2nd year of articleship for preparing financial statement of a private company (having 10 branches in different states of India) independently.
Hobbies and Interests
- Photography
- Music
- Travelling
- Finance Enthusiast
- Politics
Languages
- English, Professional Working Proficiency
- Hindi, Professional Working Proficiency
- Marwadi, Native or Bilingual Proficiency
- Marathi, Limited Working Proficiency
Availability
See my work availability
Not Available
Available
monday
tuesday
wednesday
thursday
friday
saturday
sunday
morning
afternoon
evening
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Work Preference
Work Type
Full TimeWork Location
On-SiteRemoteHybridImportant To Me
Work-life balanceTimeline
Manager - Operational Risk Management
Axis Asset Management Company Limited
03.2024 - Current
Manager - AIF & PMS Operation
Axis Asset Management Company Limited
10.2022 - 02.2024
Article Assistant
Kanu Doshi Associates LLP
03.2019 - 08.2022
Research Analyst, 07/01/22, National Institute of Securities Market
Institute of Chartered Accountants of India
Chartered Accountants
University of Mumbai
Master of Commerce from Financial Accounting
Thakur College of Science & Commerce
Bachelor of Commerce
Lord's Universal College of Law
3 Year LLB
Interests
Googling
Languages
Hindi
Native language
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