Rajat Gupta
Jaipur
Overview
6
6
years of professional experience
Work History
Senior Associate
Formidium Corp
Jaipur
03.2022 - Current
- Oversee the fund's bank account opening process, meticulously adhering to bank-specific checklists and reviewing KYC documents of beneficial owners provided by fund managers
- Engage directly with clients in the USA through email correspondence and participate in client calls to address inquiries and concerns
- Manage daily wire transfer processes, including redemption wires, invoice payments, margin wires, and distribution wires, to guarantee adherence to KYC regulations
- Responsible for mapping of bank transactions with Investor's capital activity in the Common SubDoc software as per the source of fund confirmation to avoid money laundering
- Perform thorough due diligence on documents in accordance with bank policies and guidelines
- Handle communication and responses pertaining to Anti-Money Laundering/Counter Financing of Terrorism (AML/CFT) matters
- Review daily and monthly bank statements of funds for comprehensive transaction monitoring purposes.
Relationship Manager
UTI Mutual Fund
Jaipur
01.2021 - 02.2022
- Building relationship with the channel partners - Mutual Fund Distributors, Banks and National distributors
- Gives them training and updating them with the products
- In a view to inculcate digitalisation, encouraging employees to use the online platform for execution of transactions
- Solving their operational queries like KYC and transaction related queries
Relationship Manager
ICICI Prudential AMC
05.2018 - 12.2020
- Building relationship with the ICICI bank, other banks and Independent Financial Advisor (IFA) and getting them registered for AMFI exam and give them training
- Improving AMC's outreach by alerting employees, IFA etc by updating them with the products and contest from time to time.
Education
PGDM in Financial Markets -
ITM Business School at Kharghar, Navi Mumbai
03.2018
Skills
- Timely closure of issues, concerns, problems and risk
- Strong analytical, problem solving, organizational activity
- Willingness to learn
- Ability to perform multiple tasks efficiently challenging environment
Timeline
Senior Associate
Formidium Corp
03.2022 - Current
Relationship Manager
UTI Mutual Fund
01.2021 - 02.2022
Relationship Manager
ICICI Prudential AMC
05.2018 - 12.2020
PGDM in Financial Markets -
ITM Business School at Kharghar, Navi Mumbai