RAJESH BHAGATH K R

• Production of KYC profile to the highest quality standard & in line with the latest policies and procedures
• Obtain & update all missing client documentation from client (with the help of the RMS/CLG) Sourcing & updating accurate and relevant client data from the internet & or other bespoke information providers.
• Following up on client profiles (in line with the latest escalation matrix) & making sure that all levels of signoff in line with latest id matrix)
• Take complete ownership of any profiles/tasks that have been assigned until stage of completion.
• Communicate clearly in writing with team members, Compliance, RM/GBM as required (Customer) and also to ensure to meets the set productivity target and Quality target month on month
• Profiles to be sent for audit (after receiving all information) within standard timelines that have been defined Interfering with Client Liaison Group, Compliance, Front Office and Relationship Managers where applicable especially on matters that involve escalation of pending and ageing profiles
• Meet the needs and expectations of customers by ensuring that escalations and complaints are handled in a timely and appropriate manner.
• Develop and maintain excellent professional relationship with all stake holders.
• Proactively and constantly up skill oneself by getting adequate training from a client due diligence perspective
• Perform management and administrative tasks during the absence of line management or to assist line management
• Enhanced customer relationships through excellent communication skills and timely followup.

• Detecting and reporting suspicious activity of money laundering.
• Perform further investigation on identified suspicious client and client's transactions and report to KYC/AML compliance office.
• Making the analysis based on internal policies and find out the suspicious activity.
• Perform further investigation on identified suspicious client and client's transactions and report the Trigger activities.
• Escalating red flags based on risks.
• Maintaining sensitive and confidential information of the clients.
• Assessed credit risk and analyzed financial statements (transaction monitoring work).
• Worked on international KYC and Due diligence
• Analyzed customer data such as financial statements to determine level of risk involved for Extending credit using FCRM techniques.

finance operation executive

• Reconciled account information and figures in the general ledger by comparing them to monthly bank statements
• Increased operational efficiency and effectiveness by preparing invoices
• Record accounts payable and accounts receivable
• Update internal systems with financial data
• Prepare monthly, quarterly and annual financial reports
• Track bank deposits and payments
• Assist with budget preparation
• Review and implement financial policies
• Assessed credit risk and analyzed financial statements (transaction monitoring work)
• Analyzed customer data such as financial statements to determine level of risk involved for extending credit using FCRM techniques.

KYC Associate

• Responsible for the verification of the KYC documents of latest standard operation procedure
• Periodically evaluate existing Clients according to established policies and procedures
• Undertaking research, documents checks and find out the customer risk
• Responsible for a good understanding AML, KYC and due diligence regulations, policies and procedures
• Detecting and reporting suspicious activity of money laundering
• Perform further investigation on identified suspicious client and client’s transactions and report to KYC/AML compliance office
• Making the analysis based on internal policies and find out the suspicious activity
• Perform further investigation on identified suspicious client and client’s transactions and report the Trigger activities
• Escalating red flags based on risks
• Maintaining sensitive and confidential information of the clients
• Keep accurate records for all daily transactions