RAJU Ramdaur PAL

Sanctioned Analyst - From August 2022 to the present.

• Reviewing the SDN and non-SDN clients based on their tagging, and making a decision to continue working with them based on their negative news, and escalating them for account closure.

L2 Analyst - From January 2020 to August 2022.

• Second-level review of the clients is equal to a four-eye level review, which is marked for further review for more vigilant decision-making related to continuing with the client based on negative news, and making a report for account closure.

L1 Analyst - From August 2019 to January 2020.

• Mitigating risk related to hedge funds, organizations, and individuals regarding regulatory enforcement and criminal activities by performing a world check on them.

• Performing KYC on multiple jurisdictions in Core & Appendix
• Observing the deficiency created by AML monitoring team on name change, Ownership change, Negative news & Line of Business changes in recent time
• AML raised deficiency on recent changes in the client & as analyst observing the deficiency & performing the KYC as per that
• Performing the Screening in system as well as Factiva & Rule set Screening