Ramesh Narisetty
Lead Control Management Officer
Hyderabad
Summary
Develop a career in our organization that provides motivation, has challenging work and where priorities require usage of skills and expertise to add value to the company. Explore the new gateways and continuous learning with creative thinking.
Result oriented and a performance driven Professional with excellent interpersonal & analytical capabilities and a proven track record of in time deliverables. Recognized for the ability to meet the organizational goals and achieving budgeted targets. Exposure to & experience in working in pressurized situations and handling challenging assignments.
Overview
12
12
years of professional experience
12
12
years of post-secondary education
3
3
Languages
Work History
Lead Control Management Officer
Wells Fargo
05.2019 - Current
- Technology Business Control manager group responsible for partnering with the relevant technology business group to identify, assess, manage, and mitigate current and emerging risk exposures associated with their activities and operations
- Monitors, measures, evaluates, and reports on the impact of decisions and controls to the relevant business group and enterprise function
- Consults and provides guidance to business groups on the development, implementation, and monitoring of complex business-specific programs to identify, assess, and mitigate risk
- Consults and supports interpretation of policy, guidelines, and governance programs as the front-line liaison to Independent Risk Management leaders for moderate to high risk and complexity enterprise risk programs
- Provides a high level of risk management acumen to support the business in designing and implementing risk mitigation strategies, business processes and controls that mitigate risks and address regulatory requirements
- Develops and implements risk monitoring and risk reporting processes and controls
- Monitors and reports on its risk concentration, current and emerging risk, and risk appetite
- Aggregates, evaluates, reports on results and escalates where necessary
- Designs and executes control effectiveness assurance program for Front Line-owned controls
- Leads implementation of initiatives with moderate to high risk
- Collaborates internally with business regarding risk management of business-specific risk programs
- May interface with Audit, Legal, external agencies, and regulatory bodies regarding risk management of business-specific risk programs
- May lead project/virtual teams and may mentor but does not manage other team members
- End to end managing Risk measurements program – Developing KRI/RA/ORKRI
- Control Testing and QA
- Application risk assessment using Minimum application requirement controls
- Coordinating with front line issue verification team and technology managers to remediate issues related risk
- Creating and maintaining RSA archer reports
- Performing quarterly qualitative and quantitative assessments
- Assessing risk in the applications and identifying/creating suitable controls to remediate the risk
- Aggregating and Performing control execution on Technology risk and control committee
- Performing control execution on Issue Management RCC reporting
- Monitoring and govern on Risk Measures and Ops risk KRIs Monthly
- Interacting Business groups and Operation teams to set Boundaries for KRI and discussing preventive or corrective measures to mitigate the breaches
- Developing dashboards on for Risk measurements program
- Tracking High residual risk Compliance RAU (Risk assessable Units
- Providing automated reconciliation tracking solution to Controls and preparing report Weekly
- Creating automation solutions across the LOB group using technical skill set
- Established & Enhanced I&P technology control council risk reporting
- Remediating all KRI breaches and violations
- Preparing monthly divisional report for technology managers
- Established a scorecard for Application risk assessment QC
- Developing SharePoint pages and lists as per The business need
- Developing automation solutions using VBA and Other BI tools
Business analyst
Primera medical Technology
11.2018 - 05.2019
- Handling 17 people MIS team and enhancing existing reports, automations and creating new dashboards
Team developer (IC)
BA Continuum India
10.2017 - 11.2018
- The GBAM Ops Spreadsheet and Model Control Team will be focused on ensuring that the Spreadsheets and Models are compliant with the Enterprise Spreadsheet Control Policy, Model Risk Policy and PCS Spreadsheet Control Standards; a framework to govern, control and mitigate risks associated with spreadsheets throughout their lifecycle
- The team will undertake Quality Assurance tests and gap remediation work on the GBAM Ops spreadsheet population controls, followed by maintenance of the required controls through BAU monitoring and activities, utilizing third party software Cluster Seven
- They will work closely with the GBAM Ops spreadsheet owners and managers to ensure identified spreadsheets are classified correctly, bought in line with the required controls and retired from the process when no longer in use, reporting regularly to senior management throughout
- Preparing weekly, monthly KRI and reporting to management, supporting to risk and control projects team to develop all key risk metrics dashboards by using following skills
- Spreadsheet Risk Management: Spreadsheet risk is the impact on a business caused by undetected mistakes, errors and omissions in vital spreadsheets that a company depends on for things like regulatory reporting, trade settlement, trade reconciliation and cost management
- As this can directly affect a business’s compliance and reputation
- As a business comes to rely on spreadsheets more and more, the risk of errors increases and so too does the risk of these errors go undetected
- Yet, because most of the spreadsheet risk is born out of the flexibility of spreadsheets, this makes it difficult to notice changes to functionality and data
- Therefore, in order to effectively manage this risk, you must identify the most critical spreadsheets to your business, establish a clear EUC control framework, implement this structure and then consistently monitor this for any changes
Reporting Analyst
INVESCO
02.2017 - 10.2017
- Company Overview: Hyderabad
- Role: Closely working with RPA and Leapfrog projects
- Maintain existing macros and develop Macro’s and provide support for the existing resources
- Closely working with NA client reporting team and supporting to build reporting excel models
- Hyderabad
Research associate
S&P GLOBAL
10.2012 - 02.2017
- Company Overview: Hyderabad
- Role: Leading continuous improvement team, setting meeting with all team leads and fetching process improvement ideas from team and developing automation, reporting solutions and reducing manual work
- Created 30+ automated solutions for efficiency maintenance
- Expertise in developing data and reports using Excel, Macros, VBA, SQL Server, Power BI Visualizations like Charts, KPI's, Gauge, Chord, Waterfall and Donuts, publishing dashboards into Power BI service
- Working closely with Enterprise Risk management team and suggesting risk controls to Spreadsheet owners, who are at AVP level
- Providing quality assurance & control over Regulatory Reporting
- Providing an independent assessment risk issues for senior leadership of Operations and outside Risk organizations
- Working with Operations line management to strengthen the control QA environment and improve culture and practices
- Investigate and remediate controls and logic to ensure reporting accuracy
- Assists in the preparation of draft reports that summarize the work of internal audit for presentation to management
- Assist the Lead Auditor in planning and managing audit mandates, including documentation of work performed, management of costs and time for the mandates
- Hyderabad
Education
M.B.A - Finance
SSN Group of colleges
01.2010 - 01.2012
B com - Computer applications
Aditya degree college
01.2007 - 01.2010
Intermediate - undefined
MSR jr colleges
01.2005 - 01.2007
SSC - undefined
ZP High School
01.2000 - 01.2005
Skills
- Power BI
- Advance Excel
- VBA
- Tableau
- SharePoint (Power Apps & Power Automate)
- MS ACCESS
Accomplishments
- Received Wells Fargo excellence award.
- Received 5 Wells Fargo Individual Spotlight awards in a Year.
Personal Information
Date of Birth: 06/14/89
Timeline
Lead Control Management Officer
Wells Fargo
05.2019 - Current
Business analyst
Primera medical Technology
11.2018 - 05.2019
Team developer (IC)
BA Continuum India
10.2017 - 11.2018
Reporting Analyst
INVESCO
02.2017 - 10.2017
Research associate
S&P GLOBAL
10.2012 - 02.2017
M.B.A - Finance
SSN Group of colleges
01.2010 - 01.2012
B com - Computer applications
Aditya degree college
01.2007 - 01.2010
Intermediate - undefined
MSR jr colleges
01.2005 - 01.2007
SSC - undefined
ZP High School
01.2000 - 01.2005
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