Rashmi Kadam

· Conducts statistical analysis and communicates results to stakeholders.

· In conjunction with manager, plans and executes data collection methods for specific projects and determines the types and sizes of sample groups to be used.

· Develops and applies expertise in areas such as AML-CTF, Sanctions and statistical analysis.

· Provides fields requests for reporting and analysis from Compliance team members.

· Utilizes database and web application technologies to design, develop and evaluate innovative business intelligence tools and automated reports.

· Designs, develops and tests analytic solutions such as databases, data warehouses, queries and views, reports and dashboards.

· Performs data conversions, imports and exports of data within and between internal and external software systems.

· Performs other related duties and projects as assigned.

• Lead and manage team of 10 with resource planning, work allocation, and other deliverables to achieve agreed SLA.
• Possess necessary expertise as SME to proficiently manage queries, update policies, and identify ongoing training needs.
• Conduct searches for compliance, fraud, Anti-money laundering, sanctions, negative news, and transactional monitoring to identify risk levels associated with individuals or transactions.
• Collaborate with client and other teams to ensure prompt delivery of deliverables.
• Also, make sure that all updates are cascaded to team in timely manner.
• Regularly update performance, quality, and leave matrixes and share EOD, MTD, and YTD reports.

• Ensured that KYC requirements were met for new and existing customers according to Global KYC Guidelines and internal bank policies.
• Scrutinized KYC documents for corporate customers and validated them in bank workflow application.
• Performed name searches of stakeholders and escalated any true matches according to process.
• Conducted customer outreach and performed enhanced due diligence.
• Collaborated with Compliance Teams, performed quality checks on KYC, and handled ad hoc requests within TAT.

• Performed KYC, Sanctions, Fraud, UBO, Compliance procedures, Negative/Derogatory information and AML screening as per regional policies.
• Screened and validated client-related information as part of ongoing monitoring through internal and external tools like RDC (Regulatory Data Corp), D&B, Factiva, World Check, PLC (Party Life Cycle), and open searches.
• Worked with managers, Line of Businesses, and other departments to ensure ongoing compliance with AML standards & regulatory requirements.
• Conducted process knowledge test for whole team.
• Managed/Conducted training for new joiners.
• Updated inbox/project data to management by EOD.
• Conducted huddles to update team regarding new updates in process and also regarding company policies if needed/circulated.