Summary
Overview
Work History
Education
Skills
Affiliations
Languages
Accomplishments
Courses
Extracurricular activities
Key Learnings
Declaration
Timeline
Generic

Rashmi Mahoorker

Bengaluru

Summary

A result oriented professional around 3.5 years of work experience in Investment Banking Operations.

Overview

4
4
years of professional experience

Work History

GBM Analyst

Goldman Sachs (Immarticus Vendor)
Bengaluru
09.2024 - Current
  • Working for Euroclear, Domestic, Clearstream markets for equity settlements for EMEA region for different currencies, EUR, MXN, ZAR, USD, JPY.
  • Monitoring security settlement activity and ensuring securities are in the right place at the right time.
  • Monitoring Firm inventory to ensure it is moved or converted to facilitate settlement.
  • Working with the Trading desk on securing borrows to facilitate settlement.
  • Query resolution and interaction with trading desk and clients on failing trades.
  • Investigating and resolving discrepancies of positions(cash and securities) in firm's books and records.
  • Completing daily checklist ensuring all controls, procedures and processes relating to the assigned functions are followed.
  • Acting as a change agent in solving problems at root cause whilst also taking/making opportunities to automate flows.
  • Ensuring that the sensitive client trades are prioritized and are settled in a timely manner.
  • Investigating the root cause of the failed trades and taking effective action to resolve the issue and facilitate smooth settlement of the fails.

Institutional Investment Operations Representative

Wells Fargo
Bengaluru
01.2023 - 09.2024
  • Worked for the fixed income DTC settlements and fails management team..
  • Been a part of T+1 transition and worked efficiently to contribute to the success of T+1
  • Effectively processing the settlement and fails of asset-backed securities, agency securities, commercial paper, municipal bonds, corporate bonds, equity, and managing the various settlement queues with strict adherence to currency and market cut-offs, and mitigating issues in a timely manner.
  • To ensure the trades get settled as per the custody instructions.
  • Timely processing and authorizing the trade settlement instructions.
  • Liaise with brokers, dealers, counterparties, middle office, and front office in the event of trade discrepancies.
  • Accurately investigating internal breaks, customer control breaks, cancel corrects, post-settlement breaks, working on factor updates, and resolving money-only fails.
  • Monitoring RAD and NDO queue, posting of journal entries, processing of FOPs, DVP, RVP, stock loans, insurance bonds, tender option bonds, collateral bookings, across the depo re-alignments, pledge releases, syndicate new issue settlements, primary and secondary deliveries, and repurchase agreements.
  • Processing of pair-offs, net downs, round robins, full money swaps, incoming SPO charges, wire payments, and partial settlements.
  • Trained team members in cross-functional tasks, supported as a backup, and monitored the tasks of freshers.
  • Working on the mailbox and ensuring the accurate allocation of the mails to the respective team, as well as resolving the queries of the emails and responding in a timely manner.
  • Maintained accurate time management and performed multitasking, delivering the results within the deadlines.

Process Analyst

Broadridge Financial Solutions-Barclays Client
Bengaluru
08.2021 - 01.2023
  • Worked for DTC, CAD, MXN, FED and Global markets handling the failed trades for Fixed income, equity and stock loan products as a part of management team.
  • Timely processing/authorizing the trade settlement instructions.
  • Liaise with brokers/dealers/counter parties/Middle office/Front office in the event of trade discrepancies.
  • Reporting and escalating of the identified issues relating to the unmatched or failed trades to oversight and the client.
  • Ensuring prompt follow up on failed trades/transfers/short positions and resolving failed trade queries proactively.
  • Working on and publishing various reports for the management review.
  • Trained team members in cross-functional tasks, supported as a back up.
  • Worked on pre-matching of securities and trade confirmation.

Education

B.com - Computers

Pragathi Women's Degree College
Hyderabad, India
11-2020

Intermediate College

Sri Chaitanya Educational Institutions
Hyderabad, India
06-2013

High School Diploma -

D.A.V BDL Public School
Hyderabad, India
06-2010

Skills

  • Excellent verbal and written communication
  • Research and analytical skills
  • Language fluency and public speaking
  • Touch typing with speed up to 80 words per minute
  • Team player
  • Quick learner
  • MS office expert
  • Teaching and training skills
  • Attention to detail and multi-tasking ability

Affiliations

Hobbies:

1. Singing (I own a Youtube channel where I sing Japanese Cover songs).

2. Listening to music.

3. Video Games.

4. Badminton.

5. Cooking.

Languages

Hindi
First Language
English
Proficient (C2)
C2
Kannada
Advanced (C1)
C1
Telugu
Advanced (C1)
C1

Accomplishments

Was a part of the team that achieved 100% success rate of implementation of T+1 transition.

Courses

  • Global Accounting and Finance Program-April 2021

Extracurricular activities

  • Active member of GPTW (Great Place to Work) team.
  • Performed a Japanese song for Yammer in Broadridge's Got Talent's Event.
  • Participated in various competitions organized for various events in the office.
  • Took initiative of organizing various cross trainings to help reduce the knowledge gaps across the markets.

Key Learnings

  • Hands on experience working with different applications: IMPACT, FISS, GOS, BPS, GUI, BPS, Settlement Web, RAD(ex-clearing), Delphi, RTSR, Euroclear, etc.
  • Learned and applied new excel functions and formulae.
  • Gained more knowledge of various markets, processes, re-conciliation, Corporate actions, break resolutions, EOD balancing activities, Prime broker trades, Exchange Traded Funds (ETFs).

Declaration

I hereby declare that the above-mentioned particulars are true to the best of my knowledge and confidence.

Timeline

GBM Analyst

Goldman Sachs (Immarticus Vendor)
09.2024 - Current

Institutional Investment Operations Representative

Wells Fargo
01.2023 - 09.2024

Process Analyst

Broadridge Financial Solutions-Barclays Client
08.2021 - 01.2023

B.com - Computers

Pragathi Women's Degree College

Intermediate College

Sri Chaitanya Educational Institutions

High School Diploma -

D.A.V BDL Public School

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Rashmi Mahoorker