Rathish C R

• End to End KYC for Fund investors- Corporates, Individuals, Foundation, Banks and Trusts.
• Performing World Check, PEP screening, Reviewing and preparing PEP template.
• Providing new updates, Tracking attendance, Allocating cases to Team members.
• Providing process improvement plans.
• Providing training, Use of tools to the new team members.

• Quality checker (QC) for End to End KYC of New onboarding and Renewals for APAC and EMEA regions.

• End to End KYC for customer types - Corporates (Small and Large Privately Held Operating Companies), Non Banking Financial Institutions (NBFI), Non Operating Asset Holding Companies (NOAH) and Trusts.

• Providing training for makers on mainly on new updates. Apart from new updates, training on Account due diligence, Compliance, Anti Money laundering risk summary, Mifid, Anacredit, Product due diligence, PEP, Negative media.

• Providing weekly updates within QC team wherever required.

• Supporting managers on tracking the productivity, Leave tracker and Allocation tracker.

• Work undertaken for major regions - QC (UK and IND).

• Perform quality checks and ad-hoc thematic reviews to identify quality trends.

• Assess client’s legal hierarchy and Know Your Client (KYC) documentation required as per policy.

• Responsible for identifying and collating all Client On-boarding documentation, validating the quality and appropriateness of documents as received; escalating any issues related to Compliance, Trasaction Monitoring.

• Listened to customers in actively to assess issues and provide accurate information.
• Documented customer concerns and inquiry resolutions in internal computer system.
• Increased revenue by implementing effective sales strategies in sales cycle process from prospecting leads through close.
• Negotiated and closed profitable sales contracts with new and existing customers to increase loyalty and retention.
• Directed sales support staff in administrative tasks to help sales reps close deals.

• Customer Due Diligence (CDD) KYC end to end remediation of Commercial UK High risk, Standard & Medium and Private Banking clients.
• Perform AML/CDD on a range of customer types with different legal structures.
• Perform PEP & Sanction screening /checks on all customers and related parties.
• Review publicly available sources for information pertaining to client due diligence.
• Provide information to the business areas in respect of AML issues arising.
• Performing due diligence of all required processing steps and check parameters defined in the process.
• Analyze information received and assess additional steps required to complete KYC as per procedures.
• Conduct searches; gather data and record evidence from various internal systems, internet, commercial databases and enquiry in business or compliance contacts within the bank.
• Accumulate facts from investigations to be utilized in presentation to senior management and compliance Conduct enhanced due diligence alert investigations in support of policies and procedures.
• Responsible for flagging up any activities of concern to the Front office and Compliance team.