Ravi Vats
New Delhi
Summary
Insightful Risk Analyst with demonstrated ability to deliver high-quality risk assessments and solutions swiftly and efficiently. Possess strong analytical, statistical modeling, and financial forecasting skills crucial for navigating complex risk landscapes. Excel in critical thinking, problem-solving, and decision-making, ensuring optimal strategies are implemented for risk mitigation. Committed to leveraging communication and teamwork abilities to foster collaborative environments that drive corporate growth and resilience.
Overview
10
10
years of professional experience
Work History
Lead Risk Analyst
Ameriprise Financial Indian Pvt Ltd
Gurgaon
11.2019 - Current
- Supported Risk Manager in managing and resolving Risk Incidents arising from day-to-day business functions and applications.
- Collaborated with cross-functional teams to develop and implement risk management policies and procedures.
- Analyzed portfolio performance and recommended ways to reduce overall risk levels.
- Extensively involved in controls testing processes ranging from SOX, PPA to Ameriprise Bank controls. The SPOC for all testing programs for the entire team at India site.
- Conducted periodic self-monitoring tests of compliance procedures to ensure adherence to FINRA and SEC regulatory requirements.
- Conducted internal audits of Money Movement reports to ensure compliance and accuracy.
- Performing Supervisory side-by-sides with business processes to review and validate if procedures align with the regulatory WSP (Written Supervisory Procedures) and if employees are compliant with those.
- Addressed inquiries related to FINRA/SEC audits and court matters from General Counsel's department, ensuring thorough completion of reports and documentation.
Insurance and Annuity Professional
Ameriprise Financial Indian Pvt Ltd
Gurgaon
02.2016 - 11.2019
- Processed annuity illustrations for annuity accounts based on requests from advisors or clients.
- Analyzed claims to determine company's liability and ensure accurate settlements.
- Implemented strategies that reduced instances of fraudulent activities among clients.
- Developing basic understanding of qualified and non-qualified contracts.
- Performed and coordinated multiply quality control activities internally, ensuring that all policies and procedures were always fully followed.
- Process Confirmation on regular basis for process improvement, smooth functioning and providing feedback to the new agents.
- Interacting with Onshore Coaches for smooth functioning and to eliminate any gaps in the process.
- Completed day-to-day duties accurately and efficiently.
- Contributed innovative ideas and solutions that improved team performance and outcomes.
Intern
SPL Ltd
New Delhi
03.2012 - 05.2012
- Maintained balance sheet and conducted detailed analysis to ensure accurate financial reporting.
- Assisted with daily administrative tasks and organized files to enhance office efficiency.
- Coordinated project schedules and supported team members in organizing activities to streamline workflow.
Education
MASTER IN BUSINESS ADMINISTRATION - Finance And Marketing
GIBS, GGSIPU
New Delhi05-2015
BACHELOR IN BUSINESS ADMINISTRATION - General Studies
IINTM, GGSIPU
New Delhi05-2013
Skills
- Regulatory compliance
- Regulatory auditing
- Controls testing
- Data analysis
- Risk mitigation
- Analytical thinking
- Time management
- Team leadership
- Problem solving
- Communication skills
Accomplishments
• Developed and deployed multiple Power Apps to
automate complex business workflows, significantly
reducing manual effort and improving operate efficiency.
• Spearheaded process improvements through
innovative, low-code solutions, resulting in faster
turnaround times and improved data accuracy.
• Recognized with multiple Gold & Every Interaction
awards for delivering high-impact business solutions and
consistently exceeding performance expectations.
• Conceived and submitted actionable ideas through
company "BrightIdeas" initiatives, contributing to a culture
of continuous improvement.
• Nominated twice for the prestigious Chairman Award
in recognition of outstanding contributions to business
innovation and operational excellence
automate complex business workflows, significantly
reducing manual effort and improving operate efficiency.
• Spearheaded process improvements through
innovative, low-code solutions, resulting in faster
turnaround times and improved data accuracy.
• Recognized with multiple Gold & Every Interaction
awards for delivering high-impact business solutions and
consistently exceeding performance expectations.
• Conceived and submitted actionable ideas through
company "BrightIdeas" initiatives, contributing to a culture
of continuous improvement.
• Nominated twice for the prestigious Chairman Award
in recognition of outstanding contributions to business
innovation and operational excellence
Personal Information
House no 495 PP
Colony, New Delhi - 110043
Ravivats75@yahoo.com
+9560481348
Nationality: Indian
Extracurricular Activities
- Represented college cricket team in 2012 Secured First Position in Tug of war at college level.
- Represented school in various inter school cultural events like play, drama etc.
Hobbies and Interests
- Leadership/Teamwork: Volunteering, coaching, team
- Creativity: Photography, painting, blogging
- Analytical/Strategic: Chess, coding, puzzle-games
- Discipline/Health: Marathon running, web searching
Languages
- Hindi
- English
- Hindi
Date Of Birth
03/08/92, New Delhi, Delhi, India
Timeline
Lead Risk Analyst
Ameriprise Financial Indian Pvt Ltd
11.2019 - Current
Insurance and Annuity Professional
Ameriprise Financial Indian Pvt Ltd
02.2016 - 11.2019
Intern
SPL Ltd
03.2012 - 05.2012
MASTER IN BUSINESS ADMINISTRATION - Finance And Marketing
GIBS, GGSIPU
BACHELOR IN BUSINESS ADMINISTRATION - General Studies
IINTM, GGSIPU