Reshma Bhaskaran
Mumbai
Summary
Accomplished professional with 14+ years of expertise in client reference data, reconciliation, corporate actions, and KYC. Seeking to contribute to a growth-oriented organization that values excellence. Aiming to enhance skills and leverage qualifications and experience for the company's advantage.
Overview
15
15
years of professional experience
2010
2010
years of post-secondary education
Work History
Accosiate (Client Reference Data)
Morgan Stanley
01.2023 - Current
- Responsible for overseeing 600+ Data Quality (DQ) rules, that test nearly two million accounts daily to ensure compliance and accuracy
- Address newly identified exceptions in a timely manner and oversee remediation efforts for legacy issues
- Collaborate with internal stakeholders to enhance DQ rules and address discrepancies in referece data
- Act as the SME mentoting team members and ensuring smooth excution of daily operations
- Lead team efforts in resolving known issues and clearing past exceptions, contributing to improved workflow efficiency
- Prepare Wealth management reports that higlights exceptions and balances from various entities
- Conduct UAT testing for the migration of accounts from NCOB tools to PIPEX tools
- Ensuring account opening platforms keep pace with changing business requirements
- Work closely with Technology, Finance, Risk mamagement and Compliance team to aligh processes with changing business requirements
- Performing account closure checks and clearing base balances for the accounts which are available for closure
Senior Associate (Client Reference Data)
BNP Paribas India Solutions Private Limited
07.2018 - 12.2022
- On boarding of clients into systems such as ATLAS 2 & CRDS (Core Reference Database System)
- Updating the existing data of the clients such as Name change, address change, risk rating into ATLAS 2 and CRDS
- Opening of Current / Nostro / Loro accounts of on boarded clients for the multiple currencies as required
- Performing full client and accounts closures into ATLAS 2
- Updating the bank mandates of newly on boarded clients into SIGN Plus application
- Adding and removing the authorized signatories as well as the signing rights into SIGN Plus application
- Performing the daily reconciliation between Core Reference Database Systems and the other BNP Paribas systems
- Ensure timely and appropriate Due Diligence of the clients has been completed with approved
Senior Associate - (Account Reference Data)
Barclays Shared Services
09.2016 - 09.2018
- Setting up securities on Charles River & Avaloq application
- Maintaining compliance rules as per the request from stakeholders
- Supporting product and pricing data integrity by preparing & analyzing tolerance reports, quotation checks and resolving queries from consumers of the data across the bank
- Uploading prices for different asset types such as Bond, Shares, Fund & Structured Product reviewing price feeds and raising incidents for exceptions
- Preparing weekly stale price reports & finding prices for the stale assets on different vendors such as IDC, Bloomberg, Citco website & statements from Fund Administrators
- We challenge Reuters, Bloomberg, IDC for their prices in order to have an accurate valuation of a security
Analyst (Reconciliation & Corporate Action)
State Street Syntel Pvt Ltd
06.2012 - 08.2016
- Verifying Tax reclaims and withholding tax on Custody as per Tax Treaties
- Auditing the daily activities by performed by the fund accountant
- To reconcile the daily Position report to resolve the Position discrepancies between IM -Accounting - Custody
- Tracking, monitoring & researching the Corporate Actions announced in various international & regional markets
- Processing of Corporate Actions on accounting side of Mutual Funds & Pension Funds
- Re-accrual of Fixed Income Securities like Bonds, Treasury Bills & Mortgage back securities
- Providing pricing instructions for securities holds by Mutual Funds & Pension Funds for daily NAV declaration
- Resolving pricing related queries raised by Investment Managers
- Preparation & submission of Daily, Weekly & Monthly MIS reports to the middle level company management
- Ensuring that queries / adhoc request received from Clients / Client reporting team / Custodian are Actioned and responded on timely manner
Service Executive in Service Department
HDFC Securities Ltd
08.2009 - 06.2012
- Managed client's portfolio
- Online dealing at the same time providing demonstration about company's website (How to trade in Stock Market)
- Buying and selling of shares (Online as well as offline)
- On clients, behalf placed an order in stock exchange
- Promoted financial products such as Insurance, Mutual funds, Bonds, Portfolio management service etc
- Prepared Clients report & follow-up with the feedback for all client data base
- Handled client queries by interacting with them through meetings
- Provided the assistance to the client on daily basis regarding Stock Market updates
- Also, assisted the client about their financial review planning in the various product
- Closed quality leads to improve business
Education
BSC - IT
V.G. Vaze College
HSC - undefined
N.E.S High School
SSC - undefined
Maharashtra N.E.S High School
Skills
- ATLAS2
- Charles River
- Avaloq
- Bloomberg Terminal
- Multi Currency Horizon System (MCH)
- Record Keeping System (RKS)
- MS-Excel
- PowerPoint
- People Management
- Project Management
Timeline
Accosiate (Client Reference Data)
Morgan Stanley
01.2023 - Current
Senior Associate (Client Reference Data)
BNP Paribas India Solutions Private Limited
07.2018 - 12.2022
Senior Associate - (Account Reference Data)
Barclays Shared Services
09.2016 - 09.2018
Analyst (Reconciliation & Corporate Action)
State Street Syntel Pvt Ltd
06.2012 - 08.2016
Service Executive in Service Department
HDFC Securities Ltd
08.2009 - 06.2012
HSC - undefined
N.E.S High School
SSC - undefined
Maharashtra N.E.S High School
BSC - IT
V.G. Vaze College
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