Summary
Overview
Work History
Education
Skills
Websites
Certification
Accomplishments
Timeline
Generic

RICHA GAUR

Senior associate
Greater Noida

Summary

Dynamic and results-driven Investment Banking professional with over 5 years of experience in executing and managing corporate actions within the equities domain. Proven track record of delivering strategic insights and enhancing operational efficiency in high-stakes environments. Adapt at collaborating with cross-functional teams to drive successful transaction outcomes and providing exceptional client service.

Overview

7
7
years of professional experience
6030
6030
years of post-secondary education
3
3
Certifications
2
2
Languages

Work History

Senior Associate

INCEDO Inc
Gurugram
10.2020 - 06.2025
  • Handling trade and cash reconciliation for custodians like fidelity, Schwab, and Pershing, analyzing and resolving breaks.
  • Managing new account enrollment, composite changes, and vest mark recon for fidelity and Schwab.
  • Analyzing financial data, reconciling records, maintaining accurate records,trade settlements collaborating with departments, and preparing detailed reports on reconciliation findings.
  • Ensure that all cash and positions are reconciled accurately.
  • Responsible for processing corporate actions for Fidelity, facilitating asset allocation, transfer in kind,managing AMP accounts, and streamlining processes, resulting in client revenue growth and improved satisfaction.
  • Managing MF Recon clearing breaks in mutual funds, ensuring correct transaction postings on Thompson Beta, and providing daily reporting to onshore teams.
  • Collaborating with IT department to ensure all recon files are uploaded correctly
  • Worked on applications i.e, Thompson Beta,Salesforce,Jira,Gainskeeper,EIKON etc.

Executive

COFORGE
Gurugram
11.2018 - 01.2020
  • Managed Account Setup AIPs for clients, reviewed data from multiple sources for accuracy, analyzed and evaluated client data, conducted research, and investigated workflow.
  • Verified client information, prepared reports, contributed to team effort, and sent mails for query and account corrections.
  • Handled financial planning and budgeting, ensured strategic alignment, identified potential risks, and developed mitigation strategies to protect the company's assets and reputation.
  • Built and maintained strong relationships with clients and stakeholders, lead teams, mentored and motivated them to boost productivity and job satisfaction.
  • Oversaw major projects, managed resources effectively, and monitored department performance to ensure timely completion and high quality completion.

Education

Masters in Business Administration - Finance

GLA University

Bachelor of Commerce -

Agra University

Intermediate -

Holy Public School
Agra

SSLC - undefined

Holy Public School

Skills

  • Corporate Actions Management

  • Client Relationship Management

  • Client service

  • Time management

  • Problem-solving abilities

  • Cross-functional teamwork

  • Transaction processing

  • Trade reconciliation

Certification

Security Operations and Risk Management NISM

Accomplishments

  • Employee of the Month, INCEDO Inc, Received RNR several times for successfully executing the task in hand.
  • Employee of the Month, NIIT Technologies, Received the title of NIIT Employee of the Month for accurately handling high volume of transactions.

Timeline

Senior Associate

INCEDO Inc
10.2020 - 06.2025

Executive

COFORGE
11.2018 - 01.2020

SSLC - undefined

Holy Public School

Masters in Business Administration - Finance

GLA University

Bachelor of Commerce -

Agra University

Intermediate -

Holy Public School

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RICHA GAURSenior associate