Dynamic legal professional with extensive experience at Orios Advisors LLP, excelling in policy implementation and risk assessment. Proven track record in managing compliance functions and leading teams, ensuring regulatory adherence. Recognized for effective communication and attention to detail, driving successful outcomes in complex legal environments.
Overview
4
4
years of professional experience
Work History
Senior Legal Associate
Orios Advisors LLP
Mumbai
04.2025 - Current
Drafted legal documents for client contracts and agreements.
Collaborated with clients to understand legal needs and provide tailored advice.
Manage legal, regulatory, and compliance functions across multiple AIFs.
Handle Co-PMS monthly filings, and review monthly reports. Review and respond to QCR (Quarterly Compliance Reports) across all funds.
Draft and finalize legal documents, including Co-PMS agreements, retainer agreements, and legal replies.Liaise directly with SEBI officers to resolve investor grievances and complaints.
Collate investor complaints and maintain compliance records.
Reviewing end-to-end LP onboarding and ensure adherence to compliance requirements (PPM, ODR, FIU, LEI, BUDS, etc.).
Draft and implement internal legal policies across four orios funds.
Supervise legal and compliance processes for dematerialization of units with NSDL and CDSL.
Coordinate with institutional investors (SIDBI, SRI, Axis Max Life, etc.) for compliance and reporting.
Lead and manage a team of two direct reports for legal and compliance tasks.
Independently handled all SEBI intimations and regulatory filings (Dissolution/Fund final Closing/PPM intimation,etc)
Head Compliance & Operations (Managing team of 8)
Venture Catalysts Private Limited
10.2021 - Current
Managing Angel fund - corpus size of 900 crores
Set up of a fund in GIFT CITY fund end to end
Investor Onboarding (Ticket size 2000)
InVIT Reportings for RBI regulations
FLA Anuual Return , Legal Entity Identifier reportings Filing the Quaterly SEBI report of the fund, Filing Trustees Compliance reports of the fund
Overseas and domestic payments to startups post compliance check , filing of term sheets with SEBI for the fund
Carry sharing agreements preparation and execution of the same
NAV Calculations and distributions
Hosted LIVE Investor query solving sessions
Reviewing PPM and Contribution agreement and revising the same
Finalised trust deed with PWC from Taxation point of view (Elevate Fund) & Assisted consultants for SEBI documents
Co-ordinated with Mauritius Entity for Contribution agreement and closed suplementary agreement for the same
Managing team of 8 for daily operations and compliance
Designated as Compliance Officer in Angel fund
Preparation of business intelligence report with help CAMS / KFIN as RTA agents
Managed time efficiently in order to complete all tasks within deadlines.
Assisted with day-to-day operations, working efficiently and productively with all team members.
Worked effectively in fast-paced environments.
Manager of Operations
Next Orbit Ventures
2 2020 - 9 2021
Filing of GST returns, TDS returns and timely tax payment before the statutory due dates
Filing of SEBI Quarterly report for the Fund Trading of stocks for investors
Receiving payments from investors and also repaying them back with capital gains
Calculation STCG under 115 U of Income Tax Act
Preparing Allotment letters issuing units to contributors and also redemption letters in case of disinvestment Preparation of audit reports and balance sheet and Profit & Loss statement for various entities
Releasing various vendor payments, salaries, de-invested amounts to contributors promptly
Paying Stamp duty for various contributors on contribution amount and on transfer of units
Application for various IPO’s on NSE & BSE for investors
Calculation of Management fees, in-house charges, petty expenses Passing various journal entries in books
Preparation of flowchart for Business Automation & Business Requirement document for the software developers Preparation of fund MIS Preparation of Fund requirement sheet
Streamlined operational processes by implementing efficient workflow management strategies.
Managed daily operations, ensuring smooth workflow and timely completion of tasks.
Increased profit by streamlining operations.
Education
LLB (Third year) 3 yrs course -
University of Mumbai
CA Inter -
ICAI
T. Y. B. Com -
University of Mumbai
Skills
Policy implementation
Attention to detail
Effective communication
Excellent communication
Risk assessment
Team leadership
Disclaimer
Above information provided is true and best of my knowledge