Rohan Grover
Faridabad
Summary
Experienced Risk and Internal Control professional with 8+ years in SOX/ICFR, RCSA, Internal Audit, and ERM. Adept at identifying process risks, designing effective controls, and driving assurance reviews across global businesses. Strong analytical, stakeholder management, and leadership skills with a proven track record of delivering results in complex, multi-industry environments.
Overview
11
11
years of professional experience
1
1
Language
Work History
Asst. Manager – Control and Compliance – Financial Accounting and Advisory Services
EY Global Delivery Services India LLP
12.2017 - 10.2025
- Led comprehensive SOX and ICFR implementations across global clients, including the development of Risk Control Matrices (RCMs) in line with COSO and regulatory requirements.
- Performed and reviewed risk assessments (RCSA) to determine audit scope, risk prioritization, and control effectiveness across processes such as P2P, O2C, H2P, R2R, Treasury, and Mine-to-Metal.
- Planned and executed audits and walkthroughs, preparing request lists, defining audit scope, and facilitating engagement planning with stakeholders and auditors.
- Designed and executed control testing approaches (ToD/ToE), ensuring robust documentation, transparent audit trails, and timely identification of deficiencies.
- Coordinated ITGC and automated controls reviews across ERP platforms (Workday, OpenPages), supporting system-based risk assessments.
- Delivered advanced data analytics using Excel, Power BI, and visualization tools to identify outliers, detect trends, and highlight control gaps.
- Drafted and finalized audit findings reports, negotiated remediation plans with stakeholders, and performed follow-up reviews to ensure timely closure of control gaps.
- Acted as a key liaison with onshore and offshore auditors, management, and external regulators, ensuring transparency, expectation management, and smooth audit readiness.
- Managed PMO functions, including resource planning, milestone tracking, and reporting to leadership on project risks, issues, and dependencies.
- Led special projects, including ISQM implementation, real estate development compliance in Saudi Arabia, and strategic client transformation engagements.
- Mentored and trained junior staff, reviewed deliverables, and built a scalable, high-performing assurance team culture.
- Recognized as a First Line of Defense partner to management in creating and embedding enterprise risk management (ERM), and a strong control culture.
Junior Analyst
Aon Hewitt Private Limited
06.2015 - 07.2016
- Audited payrolls for manufacturing and services sector industries, generating comprehensive reports, and identifying relevant trends for clients.
- Executed projects adhering to strict SLA requirements, timelines, and quality standards, maintaining high internal and external client satisfaction.
- Contributed to the development and implementation of new policies and procedures for the analytics department, fostering a culture of continuous improvement and collaboration.
- Participated in special projects as assigned by senior leadership team members while maintaining core responsibilities as Junior Analyst.
Intern – Bullion Dept.
State Trading Corporation of India
04.2015 - 06.2015
- Collaborated with Senior Manager – Internal Audit in planning audit schedules, defining objectives, and analyzing risks to deduce internal control requirements aligned with regulations.
Education
Professional Certification - Accounting And Finance
Association of Chartered Certified Accountants
United Kingdom10-2017
BBA - F&A
Christ University
Bengaluru, India03-2015
Skills
- Risk & Controls: SOX Implementation, ICFR, Risk & Controls Self Assessment (RCSA), Enterprise Risk Management (ERM), ISQM Projects
- Internal Controls: Design & Testing (ToD/ToE), Risk & Gap Assessments, Control Remediation & Follow-up, First Line of Defense Support
- Audit & Compliance: Risk-based Internal Audits, Audit Planning & Execution, Regulatory & Governance Frameworks (COSO, PCAOB, ISO 31000)
- IT & Systems: IT General Controls (ITGC), Automated Controls, ERP/SAP Control Reviews
- Data Analytics: Advanced Excel, Power BI, Data Visualization, Process Analytics for Control Monitoring
- Process Improvement: SOPs & Desktop Procedures, Process Optimization, Benchmarking, Continuous Improvement Initiatives
- Stakeholder Engagement: Client Relationship Management, Cross-functional Collaboration, Transparent Communication
- Leadership: Training & Mentoring, Team Review & Supervision, Project/PMO Coordination (effort estimation, resource planning, milestone tracking)
PERSONAL PROFILE
- Over 8 years of experience in controls and process implementation, internal audit, risk assessment, and process optimization.
- Lead teams of 5+ professionals in SOX implementation and ICFR engagements, managing end-to-end processes including risk assessment, scoping, and materiality planning.
- Executed comprehensive control testing, including walkthroughs, RACM development, and detailed design (TOD) and operational effectiveness (TOE) testing for critical financial processes (HtR, OTC, PtP, MtM, RtR, Budgeting, Tax, Treasury)
- Pivotal in developing & implementing policies, processes & procedures to streamline operation.
- Strong analytical and organizational skills in accounting system design, Finance optimization and transformation initiatives.
- Advised senior leadership (CFOs, Finance Heads, Global Quality Leaders) on targeted remediation strategies and continuous improvement initiatives, strengthening enterprise-wide risk management and governance frameworks
- Facilitated Risk Control Self Assessments (RCSA) across key business processes, identifying control gaps and driving remediation with Stakeholders.
- Lead Auditor for the execution of internal audit engagements and special projects.
- Sectors: Retail and Consumer, Manufacturing, Mining and Commodities, Pharmaceuticals
Timeline
Asst. Manager – Control and Compliance – Financial Accounting and Advisory Services
EY Global Delivery Services India LLP
12.2017 - 10.2025
Junior Analyst
Aon Hewitt Private Limited
06.2015 - 07.2016
Intern – Bullion Dept.
State Trading Corporation of India
04.2015 - 06.2015
Professional Certification - Accounting And Finance
Association of Chartered Certified Accountants
BBA - F&A
Christ University