Rohan Gupta

• Drafted comprehensive audit reports outlining any issues discovered during the course of an audit cycle.
• Participated in scoping, planning, walkthrough, testing, status reporting and communicating with management.
• Review of existing processes, controls and performing period testing of key controls in each process and evaluating effectiveness of the same
• Part of team tasked with RBS Tranche 1 submission to RBI
• Audits Handled during tenure

1. Depository Hub

2. Portfolio Investment Scheme

3. Depositor and Education Awareness Fund

4. Booking of Operational Losses

5. Handling of Statutory notices.

• Preparation of CIS list of O365 controls
• Part of the walk through process team for CIS controls
• Prepared RCM checklist based on scope of Audit
• Completed brief course on Practical aspects of System audit

• Conducted Tax Audits of Various Individuals and Small Companies
• Preparation of Income Computation of Various Assessee and Filing of Income Tax Returns
• Reviewed clients tax filing papers thoroughly to determine eligibility for additional tax credits or deductions.

• Part of Accounting and Auditing team for conducting Statutory and Tax Audits of various sectors, including Banking, Education, Real Estate, Securities, and Theme Park
• Part of Stock Audit team of Essel World
• Contributed to Audit team of Union Bank of India (UBI) for Branch Audit