Rohini Dogga

• Implemented Data Usage framework across banking applications, embedding controls aligned with BCBS239 standards.
• Conducted rigorous control assessments to enhance data integrity and compliance posture effectively.
• Designed and implemented Data Quality Controls and Data Integrity Controls, significantly reducing data quality exceptions.
• Executed attestation cycles to ensure regulatory audit readiness and validate compliance across business domains.
• Partnered with SMEs to co-develop sustainable control frameworks that addressed control gaps efficiently.
• Mapped data lineage to improve transparency of critical business data elements and strengthen compliance posture.
• Created automated dashboards to reinforce operational resilience and facilitate stakeholder reporting.
• Engaged stakeholders consistently to enhance application of data controls, providing relevant risk updates to senior management.

• Formatted financial statements into client-specific templates, ensuring clarity and accuracy.
• Performed comprehensive analysis of financial statements including supplementary schedules and notes for public and private entities.
• Executed calculations for adjusted net worth, recurring cash flows, and contingent liabilities while conducting quality checks.
• Oversaw project deadlines to enhance team performance and workflow efficiency.
• Created glossary templates for various portfolios, leading their development and deployment.
• Applied accounting business rules checks for data quality assurance alongside variance analysis.

Process 1:

• Engaged with clients directly or indirectly through relationship managers to support meeting policies, regulatory requirements, and focus on client satisfaction.
• Reviewed basic issues, policies, or procedures for which answers can be quickly obtained related to lower-risk tasks and deliverables with narrower impact.
• Collaborate and consult with peers, colleagues, and managers to resolve issues and achieve goals.
• Worked on escalations that were received from the front office to make the necessary changes as requested by the client.
• Conducted comprehensive research and background investigations on transactions, individuals, entities, organizations, or locations to identify and mitigate risks through documenting findings.

Process 2:

• Analysis of financial statements, including the income statement, balance sheet, and cash flow statement of public and private companies that belong to different industries, such as service, manufacturing, and real estate.
• Spreading the financial statements in the company-designed spreading application as per guidelines, generating reports that calculate BQR metrics, and sending reports to users for the credit appraisal process.
• Worked on various applications such as Optimist to spread, FLO, and EZR for extracting client information.
• Screening the credit agreement, calculating, and analyzing the financial covenants (DSCR, ICR, FCCR, etc.) applicable to the borrower.
• Worked on the automation project for the Commercial Banking Document Service (CBDS), which reads and extracts financial values from financial statements.