Rohit Chaturvedi ACCA
Risk and Compliance
Greater Noida
Summary
Results-driven leader with positive attitude and passion for providing high-quality advice and guidance to clients. Proven ability to identify stakeholder needs, resolve conflicts and build strong relationships. Possesses excellent problem-solving, communication and interpersonal skills.
Overview
12
12
years of professional experience
9
9
years of post-secondary education
Work History
Financial Controls Design Advsior
Shell
12.2022 - Current
- Awarded 'Strong' ratings and good feedbacks from stakeholders consistently.
- Leading Change Management space with team of 6 people and reduced anomalies rate by more than 60%.
- Effectively designed SOX and Non-SOX financial controls for treasury space, while evaluating control impact assessment for risks, deficiencies, working on simplification of complex control designs, coordinating with IT, technical and process teams.
- Discussed automation opportunities with management and working for deployment of S4 Hana (SAP) for 2 critical projects (Bank Hub and Change Management), along with technical teams.
- Shared process knowledge across teams by introducing innovative 'Jack and Jill' and 'Tom and Jerry' series.
- Won 2nd prize in corporate group singing contest.
Senior Analyst R&C
Accenture
11.2021 - 12.2022
- Awarded with 'Best Review', 'SOC2 Champion', 'Always Do the Right Thing', 'Best People', 'Act as a True Partner', and 'Embracing Shared Success' awards
- Awarded with performance rating of 3 out of 3 (considered best)
- Liaised between external auditors and Accenture for SOC audits, maintaining compliant status on agreed timelines
- Performed various internal audit reviews - standard, foxtrot, pre & post-go live, and project olive reviews covering Invoice Processing, Payments, Cash Application, and underwriting processes for airlines group, mortgage, and financial institutions along with testing CDP controls.
Senior – GRCS
KPMG
01.2020 - 11.2021
- Awarded with GRCS Highflyer Award and a performance rating of 2 (being second highest rating)
- Led team size of 2-9 team members
- IFC / SOX Testing – Conducted and led controls testing, identifying control weaknesses and recommending improvements for processes including Fixed Assets, Direct Tax, Indirect Tax, Book Closure, Treasury / Cash and Bank, HR, Procurement to Pay and Order to Cash. Control testing has been done for multiple sectors like travel, industrial solutions, highways and infrastructure, professional consultancies, oil and gas
- Internal Audits – Conducted and led internal audits for various sectors, including industrial solutions, pharmaceuticals, BFSI, highways and infrastructures etc. covering various processes during conduct of Internal Audits including Procurement to Pay, Finance & Accounts, GST, and Customer Services
- SOPs / Process Narratives – Developed and finalized SOPs and Process Narratives for various processes including Finance & Accounts, Direct & Indirect Tax, Book Closure, Treasury, Fixed Assets, Procurement and HR for multiple sectors like pharmaceutical, construction and highways and infrastructure
- Data Analytics – Worked on data analytics of P2P process in IDEA software for pharmaceuticals sector.
Audit Associate
PKF Sridhar and Santhanam LLP
06.2017 - 09.2019
- Recovered Input Tax of INR 10 lacs whilst on transition phase of erstwhile taxes to GST.
- Reduced opportunity costs by INR 5 lacs by streamlining delays in recovery of dues.
- Managed and led teams effectively at audit assignments along with timely completion of assignments.
- Supported management through risk identification, control testing and process improvement procedures.
- Reported internal control issues to management and supplied comprehensive recommendations to mitigate associated risks.
- Communicated audit results to upper management through written reports and oral presentations.
- Proactively researched technical tax issues related to consulting projects.
- Managed other special assignments including Due Diligence, FAR Updating, ICFR, GST Input reporting, Stock Audits.
Officer Internal Audit
ATS Infrastructures Limited
07.2015 - 07.2016
- Key responsibilities were verification of documents as part of Pre-Audit process and conducting Post Audits along with surprise audits at sites
- Slashed purchase prices by 33% of materials by effectively researching for vendors providing same quality at less rates
- Reduced indirect tax liability of company by 10% under reverse charge by effectively planning tax
- Streamlined processes by detecting gaps on a regular basis
- Prepared, being part of team, Standard Operating Procedures (SOPs) for Procurement and Marketing divisions.
Articled Assistant
SK Mehta & Co. and Jeevesh Krishna & Co.
10.2011 - 10.2014
Education
ACCA -
Association of Certified Chartered Accountants
London, UK 06.2017 - 06.2019
Bachelor of Commerce -
Delhi University
Delhi 05.2009 - 06.2012
CA Intermediate -
Institute of Chartered Accountants of India
Delhi 04.2009 - 07.2011
12th Grade -
Ram-Eesh International School
Greater Noida 01.2008 - 03.2009
Skills
Internal AuditsStandard Operating ProceduresInternal Controls and ICFRSOX / IFC / SOCCaseWare IdeaMicrosoft Power BIProject AuditAudit reportingExternal AuditDue DiligenceData AnalysisCompliance to company's policiesSound Leadership Skills
ERP (Enterprise Resource Planning) software: Navision, Tally ERP9 etc
MS Excel, MS Power Point, MS WordStrong communication skillsSAP S4 Hana
Relationship Building
Data Interpretation
Stakeholder Management
Staff Supervision
Multitasking Abilities
Adaptability and Flexibility
Analytical Skills
Attention to Detail
Teamwork and Collaboration
Publications
‘’Human Resource – An Unaccounted Asset” - at an International Conference (LATMAS-2016) held by IIMT College of Engineering in February 2016.
Additional Information
- Advanced Excel
- Data Analytics - Hands On
- Microsoft Power BI
- CaseWare Idea
Timeline
Financial Controls Design Advsior
Shell
12.2022 - Current
Senior Analyst R&C
Accenture
11.2021 - 12.2022
Senior – GRCS
KPMG
01.2020 - 11.2021
ACCA -
Association of Certified Chartered Accountants
06.2017 - 06.2019
Audit Associate
PKF Sridhar and Santhanam LLP
06.2017 - 09.2019
Officer Internal Audit
ATS Infrastructures Limited
07.2015 - 07.2016
Articled Assistant
SK Mehta & Co. and Jeevesh Krishna & Co.
10.2011 - 10.2014
Bachelor of Commerce -
Delhi University
05.2009 - 06.2012
CA Intermediate -
Institute of Chartered Accountants of India
04.2009 - 07.2011
12th Grade -
Ram-Eesh International School
01.2008 - 03.2009