Summary
Overview
Work History
Education
Skills
Certification
Timeline
Generic
Rohit Gadge

Rohit Gadge

Risk Associate
Navi Mumbai,Maharashtra

Summary

I am an approachable, motivated and confident Risk Associate with the ability to analyze and mitigate operational and financial risks. I have expert knowledge of implementing risk management frameworks that have enhanced business resilience and compliance.

Overview

8
8
years of professional experience
2
2
Certifications

Work History

Risk Associate

Axis Securities Ltd.
10.2023 - Current
  • Role :- Timely execution of specified risk management processes. Timely, accurate preparation and publishing of relevant MIS for various Risk Management reporting. Primary level analysis and interpretation of reports, highlighting exceptions and follow up action taken. Development of system generated reports, developing new reports, MIS and Automation of MIS reports.
  • Conduct analysis of Non-MTF ledger debit accounts to identify irregularities and ensure compliance with internal policies.
  • Prepare (BOD) reports, including key risk indicators, portfolio valuations, profit and loss (P&L) statements, and other financial metrics.
  • Execute intraday position square-offs in accordance with company risk management policies and trading guidelines.
  • Analyze derivative margin shortfalls and perform manual square-offs after coordinating with respective branches and clients.
  • Manage collateral allocation using NMASS via the NSE member portal as part of the end-of-day (BOD) processing.
  • Execute trades through NEAT (NSE) and BOLT (BSE) terminals in accordance with client and company instructions.
  • Download and update Additional Exposure Limit (AEL) files from the NSE website to reflect exposure changes in line with internal guidelines.
  • Investigate and report short allocation of stocks across MTF, collateral, and cash segments.
  • Maintain and update daily MIS reports for squared-off orders as per Risk Department directives.
  • Handled adjustments and risk management for ASM (Additional Surveillance Measure), GSM (Graded Surveillance Measure), and ESM (Enhanced Surveillance Measure) stocks.
  • Performed manual fund and collateral allocation as per operational requirements
  • Monitored pay-in and pay-out of stocks to prevent auction penalties and ensure timely settlement.

Senior Executive

Axis Securities Ltd.
03.2022 - 09.2023
  • Role :- After taking confirmation placing buy and sell orders and solving customers queries regarding Future and option and cash market. Guide them about new market updates and investments.
  • Placing orders in cash and the derivative market.
  • Providing new investment products information of the stock market.
  • Coordinate with the risk management team and Customer Support regarding customers' queries.
  • Generating revenue from other services like PMS, Mutual Fund, and MTF.

Relationship Manager

HDFC Securities.
08.2021 - 03.2022
  • Role :- To maintain records of overall market activities. To administrate buying and selling of products in stock market. To communicate regularly with clients through audio calling and mails in order to solve relevant queries.
  • Activation of NON-traded customers who had opened the account with HDFC Securities but still not yet activated the account in the current financial year.
  • While activating these Non-trader and Stop-trader clients, providing a full demo of the website with research calls, and advising to keep clients active and increase revenue.
  • Cross-selling other by-products of Equity so that customers remain active month on month.

E- Relationship Manager

India Infoline Securities ltd.
06.2020 - 05.2021
  • Role :- Convert fresh leads in to active clients. Opening new account as per daily target. Connecting customers through audio calls and guide them to complete account opening journey.
  • Working in Equity, Mutual fund, and a trading platform.
  • Generating business from existing clients and building relationships.
  • Cross-selling other by-products of Equity so that customers remain active month on month.
  • Solving customers' queries and giving them advice about investments.
  • Trading platform introduction and basic training.
  • Maintaining daily sales records.
  • Generating business from existing clients and building relationships.
  • Solving customers' queries and giving them advice about investments.

Executive

Sharekhan Limited.
07.2017 - 06.2019
  • Role:- Meet customers and guide them about stock market and open an account. After account opening, give them the best investment advice on a regular basis.
  • Maintaining daily sales records.
  • Generating business from existing clients and build relationships.
  • Solving customers' queries and giving them advice about investments.

Education

PG Diploma in Management - Marketing Management

L.N. Welingkar Institute of Management Development and Research
01.2024

Bachelor of science - undefined

KBP College vashi
Navi Mumbai, Maharashtra
01.2018

Higher Secondary Certificate - undefined

Tilak College Vashi
Navi Mumbai, Maharashtra
01.2011

Secondary School Certificate - undefined

PVGS Vidyabhawan High School
Navi Mumbai, Maharashtra
01.2008

Skills

SQL

PowerBI

Python programming

VBA Macros

Microsoft Excel proficiency

Certification

NISM-Series-VIII: Equity Derivatives certificate.

Timeline

Risk Associate

Axis Securities Ltd.
10.2023 - Current

Senior Executive

Axis Securities Ltd.
03.2022 - 09.2023

Relationship Manager

HDFC Securities.
08.2021 - 03.2022

E- Relationship Manager

India Infoline Securities ltd.
06.2020 - 05.2021

Executive

Sharekhan Limited.
07.2017 - 06.2019

Bachelor of science - undefined

KBP College vashi

Higher Secondary Certificate - undefined

Tilak College Vashi

Secondary School Certificate - undefined

PVGS Vidyabhawan High School

PG Diploma in Management - Marketing Management

L.N. Welingkar Institute of Management Development and Research

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