Rohit Ghosh
Internal Auditor
Kolkata
Summary
Dynamic professional with 14+ years of experience, excelling in team leadership and operations management. Spearheaded risk mitigation strategies and enhanced quality control, driving operational excellence. Skilled in cross-functional collaboration and superior time management, consistently delivering results beyond expectations.
Overview
14
14
years of professional experience
3
3
years of post-secondary education
1
1
Certification
Work History
Internal Auditor
HSBC
4 2023 - Current
- Execute audits and contribute to the execution of most stages in the audit lifecycle: planning, fieldwork, testing, documentation, issue writing, report delivery, post-report issue validation, and ongoing stakeholder engagement.
- Deliver quality work within the given timeframes, standards, methodology ,budget and the best practices.
- Demonstrating knowledge of the applicable business and regulatory environment impacting operations, including developing trends, risks, controls and expectations.
- Support a strong risk and conduct culture across the Group and promote awareness and sound operational and strategic decision making.
- Coherently articulate audit exceptions and findings to team members and management, and as necessary to business and/or functional stakeholders.
- Contribute to the wider development of Global Internal Audit, through collaborating with other audit teams, considering how audit can use data analytics, agile techniques and other innovations.
- Maintain and enhance stakeholder relationships through bilateral meetings.
Manager
HDFC BANK LTD
06.2018 - 04.2023
- Maintenance of service levels in the team within the purview of overall engagement & management goals encompassing productivity, quality based outcome by leading the team of 20+ staffs.
- Responsible for all first-level review of new accounts and changes involving documentation and KYC in line with bank policies.
- Monitor quality standards for review activities within their area of responsibility; recommend action to drive performance improvement where required.
- Ensure all newly sourced accounts are Regulatory Complied & initiate necessary measures & reporting of such accounts to Senior management for non –compliance.
- Review and Comply with 3rd line of defense & External Audit functions.
- Oversee operational functions and find out solutions to those operational issues.
- Identifying key risk & implementing adequate controls to mitigate the risk.
- Implementation of new working processes to deliver multiple improvements. Managed schedules, accepted time off requests and found coverage for short shifts.
- Prepared detailed reports and MIS on updates to project specifications, progress, identified conflicts and team activities.
Service Delivery Ambassador- Cash
RBL BANK LTD
04.2017 - 06.2018
- Monitored cash intake and deposit records, increasing accuracy and reducing discrepancies.
- Established and optimized schedules to keep coverage and service in line with forecasted demands.
- Created organization systems for inventory control, merchandising, financial reports and schedules,
- Dramatically increasing operational efficiency.
Senior Officer-Regional Processing Center
ICICI BANK LTD
09.2012 - 04.2017
- Served as a Document Verifier in Account Opening and scrutinized accuracy of newly onboarded Account Opening Forms.
- Successfully handled account servicing requests like PPF,SSY,Name Addition/Deletion,FD,RD etc. by
- Headed RBI GOLD bond project for EAST location.
- Team management & processing of critical requests within TAT so as to avoid Customer/Senior Management escalations.
- Educating branches on new product launches & process through means of Knowledge Series mailers.
- Handled Internal and External audit in ICMC and various ATM’s
- Connecting with 2nd & 3rd Line of defence & Resolving queries raised from IAD & Concurrent Auditors.
Officer- Branch Banking
ICICI BANK LTD
09.2010 - 09.2012
- Handling a portfolio of 180 Value customers – Providing tailor made Banking solutions.
- Financial capability. Identifying target audiences, planning and execution of all marketing activities to ensure product success
- Managing customer centric operations by ensuring requisite service standards actualizing Seamless Banking operations for customers Rendering Investment Advice and bespoke Cross
- Account opening for individuals and companies and balance augmentation of managed portfolios
- Cash Management, Deceased Claims, Locker operations,Jewel Loans, Forex Services
Education
Post Graduate Diploma in Banking Operations
Institute of Finance Banking & Insurance
Kolkata 06.2010 - 09.2010
BBA - Business Administration And Management
B P Poddar Institute of Management & Technology
Kolkata 04.2006 - 03.2009
Skills
Audit planning & execution
Languages
English
Bengali
Hindi
Certification
ISO 9001:2015 Internal Auditor- Quality Management System
Additional Information
Date of Birth - 07 December 1988
Interests
Cooking
Travelling
Timeline
ISO 9001:2015 Internal Auditor- Quality Management System
03-2022
Manager
HDFC BANK LTD
06.2018 - 04.2023
Service Delivery Ambassador- Cash
RBL BANK LTD
04.2017 - 06.2018
Senior Officer-Regional Processing Center
ICICI BANK LTD
09.2012 - 04.2017
Officer- Branch Banking
ICICI BANK LTD
09.2010 - 09.2012
Post Graduate Diploma in Banking Operations
Institute of Finance Banking & Insurance
06.2010 - 09.2010
BBA - Business Administration And Management
B P Poddar Institute of Management & Technology
04.2006 - 03.2009
Internal Auditor
HSBC
4 2023 - Current
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