Summary
Overview
Work History
Education
Skills
Certification
Timeline
Generic
Rohit Sharma

Rohit Sharma

Vice President - Sr Business Controls Manager
Mumbai

Summary

Experienced in Risk & Control Framework Implementation | Compliance Testing | Audit Management

  • Proven track record in executing and managing internal controls, including SOX controls testing, risk assessment, and regulatory compliance reviews.
  • Extensive experience in identifying and validating audit issues, implementing mitigation strategies, and enhancing compliance frameworks.
  • Adept at developing and reporting on risk management strategies to senior leadership. Looking forward to contributing, leveraging expertise in risk management, internal controls, and compliance to drive operational excellence and maintain regulatory adherence.

Overview

24
24
years of professional experience
3
3
Certifications

Work History

Vice President – Sr. Business Control Manager

Bank of America Continuum India Services
01.2011 - Current
  • Spearheaded the implementation of risk and control framework activities for BACI across diverse technology functions, including Consumer Banking, Chief Data Office, Global Banking & Markets, Chief Technology Office, and Global Information Security ensuring GBS Compliance to regulatory requirements
  • Acted as a Key Risk Partner for over 10,000 employees, providing strategic consulting on risk identification, root cause analysis, impact assessment, and mitigation, ensuring successful Audit, Compliance, and Regulatory (OCC, FRB) reviews
  • Conducted SOX control testing in collaboration with legal and compliance teams to ensure alignment with laws, rules, and regulations
  • Validated monthly risk self-assessments, developed risk reporting scorecards, and led Risk Technology Council meetings with Senior Leadership, Risk, Legal, and Compliance partners to address and resolve risk issues
  • Designed and maintained Risk Control Self-Assessments (RCSA) to identify, prioritize, and manage top risks, providing actionable insights to drive decision-making
  • Performed risk-based assessments, tracked and remediated control gaps, and developed Key Risk Indicators (KRIs) to enhance the overall risk posture
  • Front-ended global and entity-level audits, validated submissions, and advised first-line teams on control design and operational effectiveness
  • Managed risk reporting for remote work during the pandemic, devising strategies for return-to-office scenarios and ensuring operational resilience
  • Monitored and managed risks associated with Information Wall coverage, Business Continuity and Resiliency Testing, and new migration initiatives
  • Addressed cybersecurity risks, ensured adherence to data-at-rest and data-in-motion standards, and implemented remediation measures
  • Assessed SDLC methodologies (Waterfall & Agile) for development and testing processes, evaluated incident and problem management protocols, and ensured compliance with change and release management standards
  • Championed the development of controls and artifacts to strengthen risk management in technology-driven processes

Senior Project Manager – Technology

Bank of America Continuum India Services PVT LTD
01.2009 - 01.2011
  • Led large-scale, high-priority, and complex technology initiatives with budgets up to $4M, directing cross-functional teams of project managers, system administrators, programmers, analysts, and network specialists
  • Successfully collaborated across diverse teams, including Global Information Systems (GIS), Networks, Desktop, and End User Computing, engaging with senior leadership across global locations to deliver impactful solutions

Deputy Manager | IT Development & Team Leadership | Global Client Engagement

Countrywide Financial Corporation India PVT LTD
01.2007 - 01.2009
  • Served as Development Lead for the Office of Architecture department at Countrywide, overseeing strategic IT initiatives and architecture development projects
  • Managed and led a team of 12 professionals on projects related to architecture development, lab certification, and software development, ensuring timely delivery and quality outcomes
  • Built strong relationships with business units, streamlining processes and fostering collaborative workflows to enhance operational efficiency
  • Monitored and tracked daily performance of the India team, preparing detailed reports for management in India and the US
  • Delivered exceptional client servicing by collaborating with US-based clients to devise short-term and long-term project strategies aligned with business goals
  • Spearheaded hiring, training, and motivation initiatives to enhance team productivity, foster professional growth, and ensure high team morale
  • Facilitated daily communication and coordination with US business units, providing consistent updates and aligning project deliverables with client expectations

Operations Manager | Team Leadership | Client & Process Management

Ugam Solutions PVT LTD
01.2001 - 01.2007
  • Managed multiple processes for diverse US-based clients, overseeing a team of 42 executives and 3 team leaders across accounts such as Yahoo.com, Yahoo Search Marketing, Smarter.com, and others
  • Ensured accuracy, productivity, and timely delivery by monitoring team performance, analyzing quality metrics, and conducting regular feedback sessions
  • Delivered high-quality results, consistently meeting client expectations for work quality and timely project completion
  • Prepared and analyzed Quality MIS reports for presentation to clients, top management, and internal teams
  • Built and optimized teams to exceed utilization targets, driving higher revenue per seat and improved operational efficiency
  • Spearheaded recruitment initiatives, aligning new hires with process-specific requirements
  • Developed strategies to reduce project cycle times and improve overall performance
  • Maintained strong client relationships while fostering team collaboration and morale to achieve shared goals

Education

MBA -

Welingkars Institute of Management Development And Research
01-2005

Bachelor of Production Engineering - undefined

Lokmanya Tilak College of Engineering

Diploma - Mechanical Engineering

Shreeram Polytechnic

Skills

  • Risk Management

  • Internal Controls

  • IS Audit

  • Audit Management

  • Compliance

  • Fraud & AML Detection

  • Data Analysis

  • IT Risk and Cybersecurity

  • Policy Development

  • Communication

  • Problem-Solving

  • Negotiation

  • Data Visualization

  • Strong knowledge of RBI/SEBI regulations

Certification

Certified Data Privacy Solutions Engineer – ISACA

Timeline

Vice President – Sr. Business Control Manager

Bank of America Continuum India Services
01.2011 - Current

Senior Project Manager – Technology

Bank of America Continuum India Services PVT LTD
01.2009 - 01.2011

Deputy Manager | IT Development & Team Leadership | Global Client Engagement

Countrywide Financial Corporation India PVT LTD
01.2007 - 01.2009

Operations Manager | Team Leadership | Client & Process Management

Ugam Solutions PVT LTD
01.2001 - 01.2007

Bachelor of Production Engineering - undefined

Lokmanya Tilak College of Engineering

Diploma - Mechanical Engineering

Shreeram Polytechnic

MBA -

Welingkars Institute of Management Development And Research

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