Summary
Overview
Work History
Education
Skills
Certification
LANGUAGES
PERSONAL INFORMATION
Hobbies and Interests
Timeline
Generic

RONAK MAKWANA

Ahmedabad

Summary

Dynamic finance professional with over 8 years of specialized experience in custodian services and regulatory compliance within IFSCA, SEBI, and IRDA frameworks. Proven expertise in risk management and financial reporting, complemented by a strong emphasis on client engagement within capital market infrastructure. Successfully led custodian operations in the IFSC, ensuring strict adherence to regulatory standards while efficiently managing high-volume trade settlements. A results-driven approach enables navigation of complex financial landscapes and delivery of exceptional service to clients.

Overview

8
8
years of professional experience
1
1
Certification

Work History

Compliance Officer

Stock Holding Corporation of India Ltd.
06.2017 - Current
  • Oversaw Custodian, Depository Participant, and Clearing Member services within IFSC Unit.
  • Ensured regulatory compliance and timely financial reporting.
  • Coordinated with Government of Gujarat’s E-Stamping Project.
  • Managed operational workflows and targets.
  • Led cross-functional teams for administrative processes and operations.
  • Collaborated with regulatory bodies for seamless operations.
  • Served in SHCIL, Gandhinagar, Gujarat.
  • Coordinated with Government of Gujarat and SHCIL for E-Stamping Project.
  • Conducted compliance audits to ensure adherence to regulatory standards and internal policies.

Operations Executive

Stock Holding Corporation of India Ltd.
06.2017 - Current
  • Coordinated with Ahmedabad IFCI Branch and other regional offices.
  • Handled customer service and back-office operations.
  • Managed branch administration and compliance.
  • Supervised staff and ensured smooth functioning.
  • Achievements:
  • Appointed as Coordinator for Government of Gujarat’s E-Stamping Project.
  • Provided training and support to SHCIL staff.
  • Assisted in business development and customer service.
  • Contributed to increased customer service, team management, and adaptability.

Education

MBA - Marketing & Operations

Maharaja Krishnakumarsinhji Bhavnagar University
Bhavnagar, Gujarat
01.2016

BBA - Marketing

Maharaja Krishnakumarsinhji Bhavnagar University
Bhavnagar, Gujarat
01.2014

HSC - Accountancy, Economics, History, Political Science, Sociology, Psychology, English, Hindi

GSHEB

SSC - Mathematics, Science, Social Science, Sanskrit

GSHEB

Skills

  • Capital markets management
  • Regulatory compliance
  • Business development
  • Risk management
  • Internal controls
  • Government project implementation
  • Team leadership
  • Technology proficiency
  • Operations management

Certification

  • NISM-Series-VII: Depository Operations
  • NISM-Series-VIII: Equity Derivatives
  • NISM-Series-VI: Securities Operations and Risk Management
  • IRDA: Mutual Fund License
  • Six Sigma Green Belt Certification (SP-composite)

LANGUAGES

English: C1 (Advanced)
Hindi: C2 (Proficient)
Gujarati (Native): C2 (Proficient)

PERSONAL INFORMATION

  • Date of Birth: 1993-06-01
  • Marital Status: Single
  • Nationality: Indian
  • Gender: Male

Hobbies and Interests

Reading, Teaching, Debates, Cultural activities, Networking

Timeline

Compliance Officer

Stock Holding Corporation of India Ltd.
06.2017 - Current

Operations Executive

Stock Holding Corporation of India Ltd.
06.2017 - Current

MBA - Marketing & Operations

Maharaja Krishnakumarsinhji Bhavnagar University

BBA - Marketing

Maharaja Krishnakumarsinhji Bhavnagar University

HSC - Accountancy, Economics, History, Political Science, Sociology, Psychology, English, Hindi

GSHEB

SSC - Mathematics, Science, Social Science, Sanskrit

GSHEB
RONAK MAKWANA