Roshan Mhatre

• Managing American Depository Receipts Operation:-
• · Effective processing and settlement of trades before cut-off time
• · Converting foreign shares into ADRs and vice versa.
• · Always taking initiative to make clients instruct trades correctly so that instructions flow down in system seamlessly.
• · Interact with other teams like Traders donor locations and RM to resolve queries/ inquiries related to work.
• · Process trades from workflow as per standing instructions or as per fax.
• · Handling different type swift message like MT540, MT542, MT544 MT546 MT548 and MT599
• · Handling DTC message like DO receive and deliver, PO receive and deliver for ADR process also Handle Deposit withdrawal at custodian (DWAC) Activity in DTC for increasing or withdrawing ADR position in DTC
• · Handling Value added services Like Bill Tracking system (Reimburse to ADR Issuer as per agreement between JP Morgan and Issuer) Client invoicing process.(Bill to issuer for work done on behalf of issuer by vendor which are appointed by JP Morgan.
• · Work with Project Management Team and superior for Process enhancement, reducing Manual touchpoint, increasing STP and adapting more control in process for risk free process
• · Preparing Weekly Scorecard (M.I.S) ensuring that statistics are above standards.
• · Identified and resolved process issues to drive optimal workflow to increase STP rate in ADR process
• · Determined and recommended methods to implement improvement opportunities.
• · Supervised processes to eliminate weak points or bottlenecks in business operations.
• · Conducted training and applied change management to achieve desired outcomes.
• · Prioritized initiatives to increase success rates of strategic projects.
• · Developed standard operating procedures and document workflows to drive current and future processes.
• · Implemented continuous improvement metrics to streamline workflows and reduce waste.
• · Collaborated with team to define business requirements for organizational processes, achieve productivity standards and adhere to accuracy standards.
• · Maintained overall safe work environment with employee training programs and enforcement of safety procedures.
• · Developed and updated tracking spreadsheets for process monitoring and reporting.
• · Educated staff on organizational mission and goals to help employees achieve success.
• · Developed effective improvement plans in alignment with goals and specifications.
• · Evaluated staff performance and provided coaching to address inefficiencies.

Working as an active Senior Team member for Adr settlement process

• I was responsible for Trade Settlements, Amendment and queries management along with ensuring no fails and delay in Settlements. 
• Resolving various market queries received from the clients. 
• Settling and Amending trade as per the request from the client. 
• Attending to clients queries after following up with the respective departments.
• Have conceptual knowledge of various upstream and downstream processes like processing, post settlements, corporate actions, Securities Lending, Static System Data.