Ruchika Rana
Gurgaon
Summary
I have 7.5 years of experience as a Risk Assurance Professional, specializing in the areas of Risk and Compliance, IT Testing of General Controls, Application Control Testing, Post Implementation Reviews, Regulatory Audits and Audit Frameworks. Gained knowledge in areas such as - Application Control and Post Implementation review engagements, Compliance reporting (SOX, SOC, FAIT etc.), Audit Frameworks (COBIT, COSO, ISO) and PCAOB Standards. Flexible attitude to cope up with the changing situations and emerging with enhanced performance. Aiming to pursue a career in the field of IT Audits; and significantly contribute value to the organization through my skill set and competencies, while in the process, enabling self-development and building of a sound career. Proactive manager with demonstrated leadership abilities, strategic planning expertise and problem-solving acumen. Assists senior managers with accomplishing demanding targets by encouraging staff and coordinating resources. Methodical and well-organized in optimizing coverage to meet operational demands. Strong leader and problem-solver dedicated to streamlining operations to decrease costs and promote organizational efficiency. Uses independent decision-making skills and sound judgment to positively impact company success.
Overview
8
8
years of professional experience
Work History
Assistant Manager
KPMG global services (India) Pvt. Ltd
09.2021 - Current
- Lead the SAP GRC team for consulting and advisory projects
- Conduct security risk assessments based on international best practices and standards for clients
- Assess risks for third-party service providers and implement security controls to protect information
- Perform ITGC assessments and review IT general controls for critical financial applications
- Led control integration engagements for clients, ensuring smooth integration of controls across their systems and Business processes
- Manage and lead multiple IT audit engagements across various industry sectors
- Conduct current state assessments for ISO 27001:2013 requirements
- Contribute to Segregation of Duties (SOD) and Sensitive Analysis assessments in SAP environment
- Support business development activities by preparing client proposals
- Manage project activities and planning
- Train and onboard new hires within the firm
- Travel to different international locations to build and maintain client relationships.
Consultant
Deloitte Touche Tohmatsu (India) Pvt. Ltd.
07.2019 - 09.2021
- Assisted Deloitte's Statutory Audit team in ensuring IT compliance for clients, providing reasonable assurance
- Conducted reviews of IT general controls for critical financial applications such as SAP, Oracle, and in-house applications
- Reviewed user access and configuration on SAP application through basis testing
- Evaluated underlying application infrastructure, including Oracle, MS SQL, and SAP HANA databases hosted on operating systems like Windows, AIX, and Linux
- Conducted gap analysis to identify areas for improvement and collaborated with various departments to develop remediation plans for deficiencies found during IT general controls assessments
- Conducted third-party assurance audits in accordance with SSAE 18 standards for top clients.
Senior Analyst
HCL Technologies Ltd. (Internal Audit Dept.)
05.2018 - 07.2019
- Conducted tests to assess the efficiency of internal controls across multiple departments, gaining a comprehensive understanding of their end-to-end business processes
- Assisted in identifying internal controls to mitigate risks and facilitated discussions on opportunities for enhancing internal controls
- Contributed to evaluating the effectiveness of various internal controls within the organization
- Assisted in effectively communicating emerging issues, potential risks, and audit findings to key stakeholders
- Supported in preparing drafts of Risk & Control Matrix and Information Requests (RFIs), as well as reports on audit results, including recommendations for control and operational improvements to management
- Developed comprehensive and detailed working papers that provided evidence of completed audit program activities, including testing and analysis of results.
Associate
Convergys India Service Private Limited
06.2016 - 05.2018
- Collaborated with clients to understand their requirements and contributed to the development and implementation of processes aligned with established guidelines
- Provided support for multi-tier infrastructures of different Microsoft products
- Maintained up-to-date knowledge of process updates and ensured adherence to quality standards
- Assisted in conducting risk assessments and identifying opportunities for improvement.
Education
Bachelor of Technology, 2016 - undefined
Skills
- ISO 27001 Lead Auditor
- Financial Audit IT Integration (FAIT)
- Risk Assessment
- Control integration
- Post Implementation Reviews
- SOC and SOX compliance reporting
- COBIT, COSO, ISO etc
- Compliance Frameworks / Standards: ISO 27001:2013, COBIT, COSO
- Experience in SAP ECC, SAP S/4 HANA, Oracle, Blackline, and Legacy Applications
- Countries served - US, Europe, South Africa, and India
Personal Information
Date of Birth: 12/30/94
Awards
- Awarded "Rising Star," "Super Team" and "Team of Excellence" by the leadership for the quality deliverables on first year listed client projects.
- Awarded "Move the Dot individual award" by the leadership for the quality deliverables on first year listed client projects.
Extracurricular Activities
Rewarded with Kudos Award, for the exemplary performance in client and team relationship.
Disclaimer
I hereby declare that the Information given above is true to the best of my Knowledge and belief.
Timeline
Assistant Manager
KPMG global services (India) Pvt. Ltd
09.2021 - Current
Consultant
Deloitte Touche Tohmatsu (India) Pvt. Ltd.
07.2019 - 09.2021
Senior Analyst
HCL Technologies Ltd. (Internal Audit Dept.)
05.2018 - 07.2019
Associate
Convergys India Service Private Limited
06.2016 - 05.2018
Bachelor of Technology, 2016 - undefined
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