Rupali Shankar Salunkhe
Mumbai
Summary
Demonstrates strong analytical, communication, and teamwork skills, with proven ability to quickly adapt to new environments. Eager to contribute to team success and further develop professional skills. Brings positive attitude and commitment to continuous learning and growth.
Overview
12
12
years of professional experience
1
1
Certification
Work History
Senior Analyst-Risk & Control
Citi Bank
- Performing operational effectiveness testing of controls as second level testing.
- Collaborate with onshore and offshore teams in gathering the necessary evidence required to perform control testing (Reperformance & Inspection), Sampling
- Timely submission of results in the Risk & Control system
- Meet with Control Operators and Control & Monitoring Design Assessment (CMDA) team to discuss exceptions and align on overall testing results
- Assisting in the creation and maintenance of reports for control tracking and analysis
- Team management-Tracking of training, raising access, providing training, Maintaining database, Maintenance of attendance
MANAGER
Axis Bank Ltd
12.2022 - 10.2024
- Worked as L1 checker for Citi Migration project Transaction Monitoring process, where we used to check the alert monitoring done by Malaysia L1 maker team & proper justification provided for closure of alerted. If any additional information required RFI used to raise.
- Handled Team lead activities- daily case allocation, Publishing productivity, Preparing action plan, Maintaining database, Raising access
- Worked on Nextgen, Orbit, Citi KYC screening
- Axis bank Process
- Monitoring of alerts generated by system and closing with proper justification, identify unusual Customer Behaviors /Pattern
- Any suspicious identified, escalate for further analysis
- Coordinating with branches for clarification on alerts raised
- Filing STR for suspicious cases
- Implement improvement in AML processes, Follow RBI, PMLA guidelines
- Rewarded as best performer for the year 2023
AML Analyst
Deutsche Bank
08.2020 - 08.2022
- Responsible to handle the periodic review & closure. Client types are India FPI client, Banks, funds, Private companies, foundation, Trust, FDI clients. (as per Sebi & RBI guidelines)
- Verification of KYC documentation of the clients to be adopted/reviewed.
- Providing training to the team.
- Document searches from client website, Sebi, MAS, SEC, FINRA, FCA, ACRA & stock exg websites.
- Client outreach for offshore clients as well as domestic clients. Coordinating with RM’s
- Performance of Fircosoft & Lexis Nexis screening/discounting of hits
- PEP Assessment, Source of Funds & Source of Wealth assessment, Sanctions approval
- Identifying UBO, Performance of CKYC for Authorised signatories & UBO, KRA updation
Senior Analyst
Investment Bank- on Payroll of Eclerx Services Ltd
03.2017 - 08.2020
- Process I-AML KYC
- Perform periodic reviews of KYC information for renewals of client information.
- Ensuring KYC due diligence reviews are undertaken to the required quality and detail on a timely basis. Pep Screening, Sanction Screening, Identifying UBO
- Process II-AML FIU (Investment Bank)
- Transaction monitoring for the alerts generated in the system .(ATM card txn, Cheque deposit/withdrawal)
- Provide support for AML investigation as part of the FIU investigation process.
- Review, identify & highlight any suspicion, Closing of alerts.
KYC Officer
Standard Chartered Bank- on Payroll of Kelly Services
10.2016 - 02.2017
- Review+Refresh on the existing clients to ensure documentation is compliant meeting the Group and the Regulatory requirement.
- Classifying clients as per the risk category.
- Name screening using Norkom Software & weed out the cases if found any relevant match.
- PEP assessment as per the group policy. Identifying UBO , Sanction and Adverse Assesment on clients. System updation.
Business Development Executive
TSS Consultancy Pvt Ltd
02.2015 - 09.2015
- Explaining Compliance through software at Client places & Implementation in software
- 1)KYC AML
- Screening of a client through the various sources such as SEBI Debarred, PEP, Worldcheck, OFAC, UNSC_1988 & 1267, Custom, Arbitration, NSE before opening an account & for the existing account.
- Updating Client Income & Networth, Updating Client Risk (High, Low, Medium)
- Assigning Special category(For e.g. PEP, Clients with dubious reputation, NRI, Trust, Close family shareholdings, Updating key person details(ultimate beneficial owners)
- 2)Analysing Alerts
- Analysing Alerts which are generated by system & by NSE & BSE
- Client scrip concentration, Illiquid Scrip, Dormant, Client Purchase to Income, Client Net Sell , Money Flow in, Money Flow out
KYC –AML role
SKP firm(CA firm)
08.2014 - 02.2015
- Aml Risk categorisation of HNI client, Client onboarding (As per Sebi & Rbi rules) Performance of Negative checks , Kyc documents verification for DP and broking
Compliance Executive
Action Financial Services(I) LTD
01.2013 - 01.2014
- Authorised Persons registration(Preparing documents & sending To the Exg.) Membership Compliance. Co-ordinating with Bse, nse
- Kyc :Document Verification for Individual & Non individual a/cs, Performance of negative checks, sebi debarred entities compliance.
Education
CFA -
ICFAI University
01.2012
Bachelor of Commerce - undefined
Mumbai University / Hinduja College
01.2009
Skills
- Client engagement strategies
- Expertise in advanced Excel functions
- Analytical
- Team Management
- Problem Solving
- Training
Certification
- IIBF –AML/KYC Certification (Jan 2017)
- G-FCCI certification (Globally certified FCC investigator)
Languages
English
Hindi
Marathi
Timeline
MANAGER
Axis Bank Ltd
12.2022 - 10.2024
AML Analyst
Deutsche Bank
08.2020 - 08.2022
Senior Analyst
Investment Bank- on Payroll of Eclerx Services Ltd
03.2017 - 08.2020
KYC Officer
Standard Chartered Bank- on Payroll of Kelly Services
10.2016 - 02.2017
Business Development Executive
TSS Consultancy Pvt Ltd
02.2015 - 09.2015
KYC –AML role
SKP firm(CA firm)
08.2014 - 02.2015
Compliance Executive
Action Financial Services(I) LTD
01.2013 - 01.2014
Senior Analyst-Risk & Control
Citi Bank
Bachelor of Commerce - undefined
Mumbai University / Hinduja College
CFA -
ICFAI University
Disclaimer
Name : Rupali Shankar Salunkhe Place :- Mumbai Signature: Rupali S Salunkhe