Rushali Gupta
Executive -IT Auditing
New Delhi
Summary
With 3 years in IT compliance coupled with strategic project management skills and a track record for elevating the efficiency and effectiveness of IT controls. Currently specializing in ITAC testing and significantly enhancing client processes and risk mitigation. Ensuring high-quality service delivery within dynamic environments with team management.
Overview
4
4
years of professional experience
4
4
years of post-secondary education
1
1
Certification
3
3
Languages
Work History
Executive
KPMG Global Services
New Delhi
07.2023 - Current
- Worked directly with onshore teams from Netherlands to evaluate and mitigate potential risks within clients' organizational processes.
- Nurtured and sustained favorable client connections to efficiently oversee service expectations, encompassing deliverables, quality and timelines
- Showcased practical proficiency in IT automated controls.
- Conducted multiple walkthrough sessions directly with client to gain comprehensive understanding of controls.
- Managed entire lifecycle of SOC engagement (ISAE 3402) with client, comprehensively assessing associated risks and providing recommendations for effective solutions.
- Collaborated with central team to delegate new engagement tasks to our team.
- Joined COE (Center of Excellence) team, allocated responsibilities within my team for task received from engagement team.
- Supported audit planning and risk assessment activities, ensuring thorough coverage of key IT areas.
- Conducted regular meetings with team to discuss issues, concerns and updates
Advanced Analyst
EY GDS
New Delhi
05.2021 - 06.2023
- Employed within consulting division of EY GDS as IT Auditor.
- Proficient in FAIT & SOX engagements, assessing the design and operational effectiveness of controls through walkthrough and testing of IT General Controls.
- Offered guidance to junior staff members regarding testing procedures and ensured quality of working papers.
- Skilled in conducting population completeness & accuracy checks and IPE checks for various SOX relevant applications.
- Established and nurtured positive client relationships to effectively manage service expectations, encompassing work products, timing, and deliverables.
- Oversaw and managed team, delegating tasks to each member.
Intern
National Informatics Centre
New Delhi
11.2020 - 04.2021
- Contributed to 'digidhan dashboard' project, overseeing data monitoring and ensuring accurate data extraction to SFTP/API servers.
- Developed charts using Highcharts and JQuery. Additionally, assumed administrative tasks to streamline team responsibilities.
- Supported staff members in their daily tasks, reducing workload burden and allowing for increased focus on higher-priority assignments.
Education
Bachelors of Technology - Computer Science And Engineering
SRM Institute of Science And Technology
Chennai, India 07.2016 - 06.2020
Skills
ITAC (IT Automated Control) testing,
ITGC (IT General Control) testing,
Audit Planning and Execution,
Risk assessment,
SOX, SOCR (Type 1 & Type 2),
IT Compliance,
Regulatory Frameworks,
MS-Excel & MS Word
Certification
CISA - Certified Information Systems Auditor
Accomplishments
- EY Appreciate - SPOT Award (06/2022):
- EY Appreciate - Citation Award (02/2023):
- EY Appreciate - SPOT Award (06/2023):
- KPMG Appreciate - SPOT Award (12/2023):
Received EY SPOT Award for setting down the commendable efforts which has meaningful contribution in creating an exceptional experience at EY GDS.
Received the citation award from the Onshore US team for commendable work on one of my projects. Taking ownership of the tasks assigned and delivered them timely with utmost quality.
Received EY SPOT Award for setting down the commendable efforts which has meaningful contribution in creating an exceptional experience at EY GDS.
Received KPMG SPOT Award in recognition of commendable efforts that made a meaningful contribution to creating an exceptional experience at KGS.
Timeline
CISA - Certified Information Systems Auditor
07-2024
Executive
KPMG Global Services
07.2023 - Current
Advanced Analyst
EY GDS
05.2021 - 06.2023
Intern
National Informatics Centre
11.2020 - 04.2021
Bachelors of Technology - Computer Science And Engineering
SRM Institute of Science And Technology
07.2016 - 06.2020
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