Sachin Parekh
Mumbai
Summary
Dynamic finance professional with a proven track record at Tata Asset Management Ltd, excelling in Arbitrage Fund Management and robust portfolio growth and team leadership. Leveraging skills in Equity & Derivative Trading and Team Management, I excel in driving operational excellence and strategic business development, significantly enhancing client portfolios and operational efficiency.
Overview
18
18
years of professional experience
1
1
Certification
Work History
Deputy Vice President - Investment
Trust Asset Management
Mumbai
07.2024 - Current
- Dealing responsibility of Arbitrage Strategy and Long Only Equity Funds
- Enhancing Non-Arbitrage Schemes returns through Reverse Arbitrage Strategies
- Sourcing and Executing Block Trades for Illiquid Trade Ideas
- Setting up all Investment Processes and Guidelines and abide by them
- (Order Flow Management, Trade Execution, Broker Rating, Settlement, Broker Empanelment)
- MTM, Exposure limits monitoring, Cash flow management
- Update on News, Research, Market colour, Dividend and Strategies to Fund Managers on portfolio holdings
- Coordinating with the Investment Operations Team to ensure timely settlements of traded
- Coordinating with Risk and Compliance Team
- May perform other duties and responsibilities that management may deem necessary from time to time
- Oversees the processing of daily functions and complete departmental reports
- Setting up Processes for launching Arbitrage Fund
- Hired, trained, and mentored staff members to maximize productivity.
- Developed and executed strategic plans to support the vision of the organization.
- Oversaw technological improvements, successfully reducing waste and eliminating business bottlenecks.
- Ensured compliance with regulator laws related to employment practices.
- Formulated policies that improved operational efficiency and productivity.
- Identified problems and implemented solutions to better streamline operations.
- Provided support and guidance to colleagues to maintain a collaborative work environment.
Sr. Manager – Trader (Investment)
Tata Asset Management Ltd
Mumbai
10.2019 - 07.2024
- Managed Arbitrage book of over 12000 crs (Arb Fund & Eq
- Savings; Multi Asset & Balanced Advantage Fund inclusive)
- Dealing responsibility of Arbitrage Strategy and Long Only Equity Funds
- Enhancing Non-Arbitrage Schemes returns through Reverse Arbitrage Strategies
- Sourcing and Executing Block Trades for Illiquid Trade Ideas
- Backup Trader for AIF, Index & ETF Schemes
- Compiled with all safety policies, practices and procedures all Investment Processes and Guidelines and abide by them
- MTM, Exposure limits monitoring, Cash flow management
- Update on News, Research, Market colour, Dividend and Strategies to Fund Managers on portfolio holdings
- Coordinating with the Investment Operations Team to ensure timely settlements of traded
- Coordinating with Risk and Compliance Team
- May perform other duties and responsibilities that management may deem necessary from time to time
- Oversees the processing of daily functions and complete departmental reports
- Mentored & trained junior staff in the organization's business processes, as a backup and second line of function .
Sr. Manager – Trader (Investment)
BOIAXA Investment Managers
Mumbai
07.2018 - 10.2019
- Managed Arbitrage book of over 200 crs (Arb Fund & Eq.-Debt Rebalancer Fund inclusive)
- Dealing responsibility of Arbitrage Strategy and Long Only Equity Funds
- Sourcing and Executing Block Trades for Illiquid Trade Ideas
- Compiled with all safety policies, practices and procedures all Investment Processes and Guidelines and abide by them
- MTM, Exposure limits monitoring, Cash flow management
- Update on News, Research, Market colour, Dividend and Strategies to Fund Managers on portfolio holdings
- Coordinating with the Investment Operations Team to ensure timely settlements of traded
- Coordinating with Risk and Compliance Team
- May perform other duties and responsibilities that management may deem necessary from time to time
- Oversees the processing of daily functions and complete departmental reports
AVP - Institutional Sales Trader
IDFC Securities Ltd
Mumbai
12.2015 - 07.2018
- Institutional Client servicing and Trade execution
- Update on News, Research and Derivative Strategies to Institutional clients on their portfolio holdings
- Facilitating analyst meet with Institutional Research team & Trader
- Derivative analysis & Idea generation for firms Institutional Clients
- Business Development through new client acquisition by way of empanelment
Institutional Sales Trader
Sharekhan Ltd
Mumbai
08.2014 - 12.2015
- Institutional Client servicing and Trade execution
- Update on News, Research and Derivative Strategies to Institutional clients on their portfolio holdings
- Facilitating analyst meet with Institutional Research team & Trader
- Derivative analysis & Idea generation for firms Institutional Clients
- Business Development through new client acquisition by way of empanelment
Sr. Manager Institutional Sales
Systematix Shares & Stocks (I) Ltd.
Mumbai
12.2010 - 08.2013
- Institutional Client servicing and Trade execution
- Update on News, Research and Derivative Strategies to Institutional clients on their portfolio holdings
- Facilitating analyst meet with Institutional Research team & Trader
- Derivative analysis & Idea generation for firms Institutional Clients
- Business Development through new client acquisition by way of empanelment
- Supervised trade execution, trade update and End of Day procedures
- Significantly increased business from Bank Treasuries by 5 times within 1 year
- Successful in New empanelment and effectively generating business through continuous services
- Coordinated with Banks and internal teams like Back Office, Risk, Compliance, Dealing, etc
- For the empanelment documentation and setting up of accounts for new clients
AVP-Dealer (FFNO)
Newedge Broker (I) Ltd.
Mumbai
10.2009 - 10.2010
- Trade execution & confirmation for Institutional Clients in: Cash & F&O segment (Directional, Time and Volume based V-wap) with error trade almost negligible
- Arbitrage
- (Short Roll, Long Roll, Fresh Arbitrage, Reverse Arbitrage, Delta & Portfolio Hedging)
- Providing Market Analysis and Arbitrage Opportunities to the FII clients on the daily Basis
- Continuous updating knowledge of new products/procedures on the various exchanges
- Worked with a strong team of traders, professional executives ensuring efficiency in operations
- Adhering by the companies Golden Rules and comply with desk procedures
- Preparing reports on: India Morning Report sent to all Institutional Clients across (consists Major Corporate news and events, Top stocks & Options traded, FII s activities in Cash and F&O segment, Rollovers, IV s, Global Events)
AVP – Dealer (FFNO)
Societe Generale Asia Holdings (I) Pvt. Ltd.
Mumbai
09.2006 - 10.2009
- Trade execution & confirmation for Institutional Clients in: Cash & F&O segment (Directional, Time and Volume based V-wap) with error trade almost negligible
- Arbitrage
- (Short Roll, Long Roll, Fresh Arbitrage, Reverse Arbitrage, Delta & Portfolio Hedging)
- Providing Market Analysis and Arbitrage Opportunities to the FII clients on the daily Basis
- Continuous updating knowledge of new products/procedures on the various exchanges
- Worked with a strong team of traders, professional executives ensuring efficiency in operations
- Adhering by the companies Golden Rules and comply with desk procedures
- Preparing reports on: India Morning Report sent to all Institutional Clients across (consists Major Corporate news and events, Top stocks & Options traded, FII s activities in Cash and F&O segment, Rollovers, IV s, Global Events)
Education
P.G.D.B.A (Finance & Marketing) - Finance
KC College of Management Studies
Mumbai05-2003
B.Com. -
Ramniranjan Jhunjhunwala College
Mumbai04-2000
Skills
- Arbitrage Fund Management
- Portfolio Management
- AIF Dealing
- EFT & Index Fund execution
- Equity & Derivative Trading
- Setting up Dealing Desk
- MTM Monitoring
- Bloomberg
- Liquidity Analysis & Cash Flow Mgt
- Exposure Limits
- Dealing Reports
- Sales Trading
Certification
- CIFT Certification in Fund Management
- CIFT Certification in Fundamental Analysis
- CIFT Certification in Portfolio Management
- Dun & Bradstreet training on Alternative Investment
Extracurricular Activities
Treasurer of Shri Sai Samarth Chs for last 10 years. Suggesfully maintaining books & Accounts for over a decade. Also a part of Cultural committee actively involved in organising festival & celebrations in the society
Languages
- English
- Hindi
- Gujarati
- Marathi
Personal Information
Date of Birth: 27/02/79
Accomplishments
· Significantly increased business from Bank Treasuries by5 times within 1 year.
Languages
Gujarati
First Language
English
Advanced (C1)
C1
Hindi
Advanced (C1)
C1
Marathi
Upper Intermediate (B2)
B2
Timeline
Deputy Vice President - Investment
Trust Asset Management
07.2024 - Current
Sr. Manager – Trader (Investment)
Tata Asset Management Ltd
10.2019 - 07.2024
Sr. Manager – Trader (Investment)
BOIAXA Investment Managers
07.2018 - 10.2019
AVP - Institutional Sales Trader
IDFC Securities Ltd
12.2015 - 07.2018
Institutional Sales Trader
Sharekhan Ltd
08.2014 - 12.2015
Sr. Manager Institutional Sales
Systematix Shares & Stocks (I) Ltd.
12.2010 - 08.2013
AVP-Dealer (FFNO)
Newedge Broker (I) Ltd.
10.2009 - 10.2010
AVP – Dealer (FFNO)
Societe Generale Asia Holdings (I) Pvt. Ltd.
09.2006 - 10.2009
P.G.D.B.A (Finance & Marketing) - Finance
KC College of Management Studies
B.Com. -
Ramniranjan Jhunjhunwala College
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