SACHIN RATNAPURAM
Autorized Officer With UBS
Hyderabad
Summary
Innovative operations leader with 15+ years in Investment Banking & Financial Services. Skilled at managing complex trade settlements, lifecycle events, and reconciliation processes. Recognized for driving efficiency, leading teams, and delivering process excellence across global markets. Adept at balancing technical expertise with people leadership to achieve business goals.
Overview
21
21
years of professional experience
2
2
Certifications
1
1
Language
Work History
Authorized Officer
UBS Business Solutions India Pvt. Ltd.
07.2020 - Current
- Working on different types of exotic option products like – KNO (Knock Out/Knock IN), Vanilla Options, Equity Swap, Futures and Options.
- The core function is to review the economic and non-economic parameters in OTC/Securitized deals between the Term sheet/Confirms/Pricing Supplements and Risk management system.
- Working on monthly and Quarterly trade expiries and instructing the payout.
- Preparing expected payoff at every stage of life of trade & at maturity. Calculating PnL impact the economic amendments.
- Instruct Settlements on payment & termination notifications and liaise with them on any type of discrepancies from Client side.
- Look at the different hedge side trades and to close them out when these gets expired considering the fact of market move/driver price.
- Handle queries from different stake holders across the bank like- Trading, Sales, Settlements, Exchange, Product Controllers, etc.
- Suggested process improvements plans like- Auto drafted email in SharePoint & to prepare Macro to avoid manual interference and errors.
- Help Manager in preparing monthly & quarterly MBRs. Keep the records of all process trainings.
- Daily conference-call with stakeholders to discuss process updates.
- Making changes & updating SOPs as per requirements.
Process Specialist – UBS AG Investments
Cognizant Technology Solutions
02.2016 - 06.2020
- Working on different types of exotic option products like – KNO (Knock Out/Knock IN), Vanilla Options, Equity Swap, Futures and Options.
- The core function is to review the economic and non-economic parameters in OTC/Securitized deals between the Term sheet/Confirms/Pricing Supplements and Risk management system.
- Working on monthly and Quarterly trade expiries and instructing the payout.
- Preparing expected payoff at every stage of life of trade & at maturity. Calculating PnL impact the economic amendments.
- Instruct Settlements on payment & termination notifications and liaise with them on any type of discrepancies from Client side.
- Look at the different hedge side trades and to close them out when these gets expired considering the fact of market move/driver price.
- Handle queries from different stake holders across the bank like- Trading, Sales, Settlements, Exchange, Product Controllers, etc.
- Suggested process improvements plans like- Auto drafted email in SharePoint & to prepare Macro to avoid manual interference and errors.
- Help Manager in preparing monthly & quarterly MBRs. Keep the records of all process trainings.
- Daily conference-call with stakeholders to discuss process updates.
- Making changes & updating SOPs as per requirements.
Senior Analyst – UBS AG Investments
Wipro BPO
08.2011 - 01.2014
- Led a team of 3 Analysts in handling failed trades, matching of delivery and receipt of instructions for trade settlements for the U.S, APAC and European mid-markets
- Settled inter-company failed trades and equity trades in DTC as per SLA
- Coordinated with Middle Office and Front Office for trade corrections, and with external clients for matching trade credentials
- Analyzed failed trades and reported them to the onshore team
Senior Process Analyst - Global Brokerage Securities
Broadridge Financial Solutions Ltd.
12.2006 - 02.2011
- Processed and managed failed trade settlements, trade settlements through DTC, and equity trades as per given service level agreements
- Initiated SPO (Special Payment Order) charges in the securities lending process
- Performed reconciliation of daily and monthly trades
- Monitored buy-side of securities to ensure completion of new trade account requests within SLAs
- Ensured that all disclosure documents provided by the client adhere to federal regulatory laws
- Coordinated with clients to resolve trade discrepancies
- Prepared weekly, monthly and quarterly MIS reports
Officer
Karvy ComputerShare Pvt. Ltd.
05.2005 - 11.2006
- Processed high-value transactions of equities, debts, income funds of JM Financial
- Prepared and ensured timely deliverable of corpus and other daily reports for NAV calculations
- Drafted MIS reports with a view to apprise Asset Management Companies (AMCs) and Securities and Exchange Board of India (SEBI) of day-to-day business operations
- Reconciled purchase and redemption transactions, and ensured receipt of funds
Education
No Degree - Export And Import Management
University of Mumbai
Mumbai, India 04.2001 -
MBA - Banking and Financial Service and Risk Management
IIBM Institute of Business Management
Mumbai, India01.2003
Bachelor of Commerce - Computers
University of Mumbai
Mumbai, India01.2001
Skills
- Trade verification expertise
- Trade failure analysis
- Team coordination
- Life cycle event management
- Approachable demeanor
- Effective team collaboration
- Proficient in computer applications
- Customer engagement
Accomplishments
- At Wipro BPOReceived Individual Contributor and Best Team Member awards for delivering tasks with 100% accuracy, and driving process initiatives (Savings of 2 hours/day)Received award for significant contribution to the Process Excellence (PEx) project that reduced the processing team by 3 hours/day
Certification
Diploma in Project Management from IIBM Institute of Business Management
Timeline
Authorized Officer
UBS Business Solutions India Pvt. Ltd.
07.2020 - Current
Process Specialist – UBS AG Investments
Cognizant Technology Solutions
02.2016 - 06.2020
Senior Analyst – UBS AG Investments
Wipro BPO
08.2011 - 01.2014
Senior Process Analyst - Global Brokerage Securities
Broadridge Financial Solutions Ltd.
12.2006 - 02.2011
Officer
Karvy ComputerShare Pvt. Ltd.
05.2005 - 11.2006
No Degree - Export And Import Management
University of Mumbai
04.2001 -
MBA - Banking and Financial Service and Risk Management
IIBM Institute of Business Management
Bachelor of Commerce - Computers
University of Mumbai
References
Available upon request
GLOBAL EXPOSURE
Interacted with Middle Office teams and clients in the U.S, U.K, China and Singapore
AVAILABILITY
- Ready to relocate at the earliest
- Possess no bond with current employer
PROFESSIONAL DEVELOPMENT
Attended workshops on Business Analysis, Risk Analysis and Mitigation