SAGAR
sonipat
Summary
BFS Operations professional with experience in trade operations, client onboarding, reconciliation, documentation review, and SLA-driven delivery within asset management and financial services environments. Strong exposure to exception handling, audit and risk data support, process controls, and operational transformation. Proven ability to perform in high-volume, queue-based operations and adapt effectively to 24×7 / night-shift work environments.
Overview
2
2
years of professional experience
1
1
Certification
Work History
Trade Operations Associate
Incedo Inc.
04.2025 - Current
- Support trade and mutual fund operations for AssetMark, ensuring timely and accurate processing in line with defined SLAs.
- Perform client account setup, maintenance, and validation, ensuring accuracy and completeness of onboarding and account documentation.
- Conduct daily reconciliation of trades, cash, and positions, identify discrepancies, and resolve settlement exceptions within turnaround timelines.
- Monitor and action assigned operational queues, prioritizing high-risk and time-sensitive items.
- Coordinate with custodians, internal teams, and onshore stakeholders for issue resolution and account verification.
- Provide audit and risk-related data support during internal and external reviews.
- Contribute to process improvement and automation initiatives to enhance efficiency, accuracy, and operational control.
- Awarded 'Pat on the Back' for performance excellence, quality adherence, and ownership.
- Client: AssetMark
Financial Advisory Intern
Bajaj Capital Ltd.
05.2024 - 07.2024
- Assisted in analysis of mutual fund and insurance products, aligned with client risk profiling and suitability guidelines.
- Supported client onboarding documentation, report preparation, and compliance-aligned processes.
- Conducted secondary and financial research to support investment recommendations.
- Prepared investment reports, presentations (PPTs), and client documentation.
- Developed working knowledge of banking products, securities markets, and BFS operations.
Education
PGDM - Finance & Business Analytics
I Business Institute
Greater Noida01.2025
B.A. (Hons.) -
Satyawati College
01.2023
Skills
- Client Onboarding
- Account Validation
- Documentation Review
- Data Accuracy Checks
- Trade Reconciliation
- Cash Reconciliation
- Position Reconciliation
- Transaction Handling
- Exception Handling
- Queue Management
- SLA Adherence
- Risk Data Support
- Audit Data Support
- BFS Operations
- Capital Markets Operations
- Process Improvement
- Automation
- Advanced MS Excel
- Power BI
- PPT
Certification
- NISM Series XV – Certified Research Analyst
- SEBI Investor Awareness Certification
- Advanced MS Excel
- Power BI – Business Intelligence
Accomplishments
- Proposed three automation initiatives at Incedo Inc. (AssetMark operations); one was approved by the onshore team and successfully implemented, resulting in improved operational efficiency and significant time savings.
- Recognized with 'Pat on the Back' Award for consistent delivery, quality performance, and process ownership.
Timeline
Trade Operations Associate
Incedo Inc.
04.2025 - Current
Financial Advisory Intern
Bajaj Capital Ltd.
05.2024 - 07.2024
PGDM - Finance & Business Analytics
I Business Institute
B.A. (Hons.) -
Satyawati College