SAGAR DAVE

Senior KYC Analyst

Deutsche Bank

07.2017 - Current

Reviewed customer documentation to verify accuracy and completeness prior to onboarding clients.
Responsible for analyzing all customer data from an AML/KYC compliance perspective.
Performing screening on the entity, authorized signatories, and representatives.
Opening the clients' accounts after the completion of due diligence.
Add or remove the authorized signatories and representatives to the Signet Application, based on the Board Resolution provided by the client.
Drafted reports detailing the results of KYC investigations, including recommendations for further action if necessary.
Maintaining the overall productivity of the entire team and sending daily, weekly, and monthly production reports to managers and higher management.
Training New Team Members.
Raising application access for the new joiners.
Doing complete end-to-end 4-eye reviews for the requests completed by new team members.
Identified areas where additional training is required for staff members involved in the onboarding process.
Review of documents provided for account opening and maintenance.
Participated in internal audits designed to assess the effectiveness of current AML controls.
Ensured all documents are properly filed, stored, and updated according to established policies and procedures.
Proficient and knowledgeable in all relevant documentation associated with KYC policies and procedures.
Provided guidance and support regarding KYC and AML requirements to internal staff members as needed.
Advised senior management regarding improvements that can be made in existing processes related to KYC and AML compliance.
Maintained up-to-date knowledge of regulatory changes affecting KYC and AML practices.