SAHITYA K UPENDRA
Bengaluru
Summary
Compliance Analyst with two years of experience in applying ERISA and IRS regulations to ensure compliance and reduce risk. Proven ability to build strong client relationships through proactive service, and effective problem-solving. Demonstrates leadership and teamwork by mentoring new associates, and fostering a collaborative work environment. Passionate about continuous improvement, and committed to achieving excellence in compliance management.
Overview
2
2
years of professional experience
Work History
Associate Compliance Analyst
Empower
Bengaluru
11.2022 - Current
- Maintained in-depth knowledge of ERISA, the Internal Revenue Code, and related regulations, ensuring 401(k) compliance.
- Performed compliance testing and evaluated client deliverables, focusing on contribution allocations.
- Generate compliance reports for clients, documenting testing results, and identifying areas of concern or corrective actions required.
- Worked alongside both internal and external teams to resolve client concerns.
- I took responsibility for preparing and presenting various team reports.
- Led the mentor-mentee system, guiding mentees to achieve their goals and targets.
- Ensured flexibility and efficiency by switching between multiple processes as needed.
- Performed internal audits to ensure financial record accuracy, and regulatory compliance.
- Reviewed and maintained compliance systems, including the Compliance Access Database, and Excel tracking spreadsheets.
Education
Bachelor of Commerce - Accounting And Finance With US Taxation
Maharani Lakshmi Ammanni College For Women
Bengaluru08-2022
Pre-University -
Maharani Lakshmi Ammanni College For Women
Bengaluru04-2019
Skills
- Internal auditing
- Compliance testing
- Database Management
- Report generation
- Risk assessment
- Critical thinking
- Attention to detail
- Problem solving
- Leadership
- Communication skills
- Time management
Languages
English
First Language
English
Proficient (C2)
C2
Hindi
Proficient (C2)
C2
Kannada
Proficient (C2)
C2
Accomplishments
- Developed and implemented a more efficient reporting system, reducing errors in client deliverables and improving overall turnaround time by 15%.
- Consistently met and exceeded compliance testing deadlines, ensuring all regulatory requirements were adhered to well before the target date, leading to no penalties or fines for the company.
Timeline
Associate Compliance Analyst
Empower
11.2022 - Current
Bachelor of Commerce - Accounting And Finance With US Taxation
Maharani Lakshmi Ammanni College For Women
Pre-University -
Maharani Lakshmi Ammanni College For Women
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