Summary
Overview
Work History
Education
Skills
Certification
Timeline
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SaiKiran Reddy A

Checker / Quality Analyst Wealth Operations AML-KYC
Hyderabad

Summary

Highly skilled and dedicated professional with a proven track record in the field of banking and financial services. Proven Quality Analyst at HSBC, adept in KYC onboarding and enhanced due diligence, and sanctions screening, anti-money laundering. Excelled in teamwork and problem-solving, significantly improving client risk assessment processes. Leveraged Microsoft Office to streamline reporting, showcasing a strong blend of analytical and collaborative skills. Formerly contributed to ICICI Bank's Treasury, enhancing operational efficiency and compliance.

Overview

4
4
years of professional experience
3
3
years of post-secondary education
2
2
Certificates

Work History

Checker / Quality Analyst

HSBC
08.2022 - 06.2023
  • Acting as QA Checker for end to end KYC process for team.
  • · We as team check for Global Financial Crime Risk Rating of client before onboarding Client and also generate Risk rating for new clients.
  • Conducting transactional surveillance to prevent use of money laundering, terrorist financing, multi-jurisdictional crimes, and bribery.
  • We validate Client employment details, Identification and verification documents (IDVA) before approving that on to system.
  • Responsible for Enhanced Due diligence checks for Special category clients (SCC) and high net worth Clients.
  • Analyzed client data, documentation and negative news in order to determine Client Risk Profile.
  • Identified accounts for high risk or negative information using World-Check (Full match/partial match/False Positive/True positive).
  • Performing NCA/PR/NPE/NCA/EDR/Mange Exit for entities like wide range of entity types (Trusts, LLC's, Partnerships, Corporations, Banks, Foundations, CIS, SPV's, Government entities, MSB , Fintech, Gambling).
  • Interact with Business units to verify Source of Wealth, Ownership structure , If any heightened risks identified reaching out to specific Anti Financial Crime officer(AFC).
  • Checking all relevant sources to find Sanctions exposures and High Risk Third Country details if any.
  • Ensuring compliance with all AML laws, regulations, guidelines, written procedures: OFAC, CIP, KYC, BAFIN customer/transaction monitoring.
  • EDD was performed on entities via Experian, Google, World Check & BMM.

Assistant Manager in Market Group-Treasury.

ICICI Bank
10.2019 - 07.2022
  • Booking deals for Cash, Tom, Spot and Forward rates for imports and exports trades.
  • Checking criteria in rate reasonability policy while taking deal.
  • Ensuring deals should be booked within limits of bank policy.
  • Ensuring error free operation while booking Cash/ Tom/Spot and forward deals.
  • Coordinating with the client and operation team (Treasury Middle Office Group) for documentations (Underlying & Confirmation) of Forwards & Derivatives contract.
  • Taking Disposal Instruction (Inward Remittance) from customer and coordinating with operation team for credit.
  • Cross-selling ICICI forex products such as Travel Card, Currency Notes & Outward Remittance.
  • Publishing of reports pertaining to remittance received throughout day.
  • Preparing MIS (reports required by team on daily basis).
  • Informing clients about maturity of forward contracts.
  • Intimating about utilization of cash tom and spot deals

Education

Bachelor of Commerce - Management And Business Studies

Monad University
Delhi, India
07.2013 - 06.2016

Skills

KYC – Onboarding

Certification

PGDBO

Timeline

Checker / Quality Analyst

HSBC
08.2022 - 06.2023

Assistant Manager in Market Group-Treasury.

ICICI Bank
10.2019 - 07.2022

PGDBO

05-2019

NISM

05-2019

Bachelor of Commerce - Management And Business Studies

Monad University
07.2013 - 06.2016

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SaiKiran Reddy AChecker / Quality Analyst Wealth Operations AML-KYC