Sairam Marwal

July 2023 - Present

Technology Lead

May 2019 - July 2023

Company Overview: Broadridge is the market-leading provider of advanced STP (Straight Through Processing) solutions for international and domestic institutional bank/brokerage operations through various products.

• Led a cross-functional team to successfully build and deliver a back-office FinTech project for clearing and settlement across multiple markets within agreed timeframes.
• Increase team productivity through effective collaboration, clear communication, and regular progress updates.
• Led, co-led, and built multiple AI-powered tools and chatbots, which helped the team improve technical and operational efficiency.
• Brainstorm with SMEs and came up with an optimized way to determine the functional and technical solution within the product.
• Collaborate with stakeholders to define technical requirements, ensuring alignment with business objectives.
• Troubleshot complex issues impacting system performance, applying root cause analysis techniques, and devising ways to prevent future occurrences.
• Provide mentorship to junior team members, fostering professional growth, and strong work ethics in the workplace.

May 2018 - May 2019

Senior Software Engineer

March 2015 - May 2018

• Senior developer and techno-business analyst for the development of features around APAC equities back-office transaction processing engine.
• Liaising with the business users and translating their requirements into the application features.
• Enhancement of an automated test suite for automated integration testing: test-driven development using the Cucumber framework and Scala.
• Co-led the project 3-way reconciliation, which aims to make the client and proprietary accounts' static data uniform across multiple systems, and automate the process of continuous market updates.
• Co-led the project Compliance Monitoring Dashboard, which aims to make tracking and reporting of offshore transactions from the back-office system easier, and saved recurring manual hours of operation for users.
• Gathered requirements with senior management and developed dynamic dashboards for stakeholders and business users to keep a view of the transactional performances on the Business Intelligence tool, Tableau.
• Analyze huge volumes of functional data, and work with the business operations to propose and create creative solutions to make business operations simpler and more efficient.
• Work with L1 Support teams to provide quick turnaround solutions to sort production issues.
• Application Development model: Test Driven Development (TDD), Agile - daily scrum, sprint planning, feature refinements, retrospectives, Project Owner meetings, and application feature demonstrations.

Company Overview: Broadridge is the market-leading provider of advanced STP (Straight Through Processing) solutions for international and domestic institutional bank/brokerage operations through various products.

• Develop requirements raised by clients on our middle and back office clearing and settlement product, Gloss (Global Settlement System), to meet design specifications.
• Interact with clients around the globe to understand the requirements, and materialize the functionality to liaise with the product.
• Unit test the developed functionality.
• Assist the production support team in understanding the issues in production, and providing quick turnarounds.
• Understand and fix the issues raised by clients.
• Analyze the requirements and develop the functionality using C, C++, Shell scripts, SQL procedures, and triggers.
• Analyze data using SQL, debugging tools, UNIX, and data testing tools.

Company Overview: Broadridge is the market-leading provider of advanced STP (Straight Through Processing) solutions for international and domestic institutional bank/brokerage operations through various products.

• Led a cross-functional team to successfully build and deliver a back-office FinTech project for clearing and settlement across multiple markets within agreed timeframes.
• Increased team productivity through effective collaboration, clear communication, and regular progress updates.
• Led, co-led, and built multiple AI-powered tools and chatbots, which helped the team improve technical and operational efficiency.
• Brainstorm with SMEs and came up with an optimized way to determine the functional and technical solution within the product.
• Collaborate with stakeholders to define technical requirements, ensuring alignment with business objectives.
• Troubleshot complex issues impacting system performance, applying root cause analysis techniques, and devising ways to prevent future occurrences.
• Provided mentorship to junior team members, fostering professional growth and strong work ethics in the workplace.

Company Overview: A non-banking subsidiary of Bank of America.

• Application Development model: Test Driven Development (TDD), Agile - daily scrum, sprint planning, feature refinements, retrospectives, Project Owner meetings, and application feature demonstrations.