Saiyyed Tarique Anwar

As a Business Analyst Associate, I am part of Regulatory Reporting (TTRO ORRC) for APAC and EMIR, Where we are following Agile methodology.

We are migrating from Legacy to GTRS, hence we are working simultaneously to go live as well as moving to a new platform.

• Analyzing the regulatory requirement after reading regulatory text, and then writing a user story with logic and providing a proper sample to perform testing.
• Presenting analysis to all stakeholders (QA/DEV/Compliance and Ops team) for approval and have final guidance to get the sign-off before the Dev works on the requirement
• Sprint Planning and Facilitating different Agile calls like SCRUM and Daily Standup, Preparing the scope of JIRA refinement.
• Working Stratification for ASIC and MAS.
• Handling FX and Commodity Product Eligibility of ASIC, MAS, and JFSA.
• Designed test plans, scenarios, scripts, cases, and results matrices to validate system functionality.
• Project management and planning, sharing weekly progress with higher management.

Project worked upon.

1. Trade Eligibility.

2. Product Eligibility.

3. Report content and submission.

4. Stratification

5. Front-to-acquisition testing and front-to-back testing.

• Working for New account setup and conversion of new client
• Building connectivity with broker and internal IT team
• Creating FTP, Email Viewer setup
• Creating map logic after understanding the broker report to make sure only required data should flow to the system
• Monitoring Outage breaks and resolving the Exception and doing RCA of the breaks to write user story (JIRA ) for the strategical fix as a part of Change management
• Converting Manual excel into Auto Mated platform
• Ex- Total Equity Automation, DRV Cleared Rec, Portfolio SWAP etc
• Reconciling new accounts and troubleshooting all the problems before handing over to respective to team member
• Taking care of Audit Queries
• Conducted Training sessions for New Joiner
• Preparing of MIS required for management reporting
• Allocation of work to the team
• Interact with Clearing team, Traders and Brokers to resolve Client Queries.

• I had been working under the Income Support Process as part of Corporate Actions, supporting both the APAC and EMEA teams
• I was raising a claim for non-contractual payment
• Handling reconciliations of stocks for the UK and European markets
• Ensuring the requisite reports are extracted and worked up daily using applications like EUCLID, BLOOMBERG, CREST, and FUNDMASTER
• Validating golden records of income payment for every ISIN
• Liaising with depositaries for discrepancies due to an external factor
• Reconciling complex government treasuries (France, UK, Mexico, Russian Federation, Ghana, Real Estate Investment Trust (REIT))
• Route-cause analysis of client money management (CMM) and client assets (CAS)
• I was handling the exception and working on CASS exceptions daily
• Daily interactions with the sub-custodians and brokers on the market claim for bonds and equities.