SAKSHI BHATIA
New Delhi
Summary
Achievement-driven professional, offering over 9.9 years of qualitative experience in investment banking and wealth management, with exposure in cash and position reconciliation, client onboarding, due diligence, EDD, KYC, and client servicing. Received appreciation for successfully applying the appropriate tools and techniques, and bringing better operational risk controls.. Coordinated financial and legal due diligence processes, working with both client management, legal teams, and potential investors. Capability to deal with all aspects of due diligence investigation, negotiation, and closing of transactions. Liaising with internal teams and stakeholders.
Overview
8
8
years of professional experience
Work History
Lead Client Servicing Associate
Clearwater Analytics
06.2024 - 04.2025
- Ensured compliance with company safety regulations at all times while on the job.
- Manage client inquiries & requests on various topics across investment accounting, asset classes and financial markets.
- Deliver timely and accurate information regarding Financial Statements & Analytics Reporting,
- Complete operational tasks such as account set up, client lockdowns, compliance, reconciliation validation
- Collaborate directly with clients to build valuable relationships and enhance their experience as a Clearwater user
- Validate investment data against available third-party market data sources and show proficiency in proprietary internal tools for reconciling investment transactions,
- Manage workflow based on productivity and quality metrics; organizing the day to prioritize high importance or critical work.
- Liaisoning with reconciliation, data ingestion and implementation teams by raising JIRA tickets for the ongoing maintenance of the accounts
Senior Associate
National Australia Bank (NAB India)
7 2022 - 06.2024
- Internal cash reconciliations for NAB processes, such as lending services, corporate and institutional banking, deferrals, conveyancing costs, internal payroll, legal fees, etc., along with working with respective account/balance pool owners.
- Enriching of data by using TSO, eBOBs, Vouchers online
- Reconciling cash breaks for internal banking on IntelliMatch, analyzing aged items and liaising with stakeholders to clear the same
- Training team members and acting as SME. Preparing MIS reports using Power BI and UAT testing.
Implementation Associate
American Express Banking Corp.
03.2020 - 06.2022
- Client On-boarding and EDD for entities like Individuals, Corporate, Proprietor, PEP, etc.
- Liaising with internal teams New Accounts, Compliance, Risk and Legal for the account set up
- AML and KYC checks by verifying business, financials, tax filings, Identification documents
- Coordinate internal client communication, completion & processing of Corporate Card Applications
- Monitor first billing cycle to ensure smooth program launch and end to end maintenance
Senior Analyst
Citicorp services India Pvt. Ltd
12.2019 - 03.2020
- Identifying and resolved cash/position breaks
- Booking and reconciled fees, trades, FXs and Cap stock
- Reviewing trade booking, pricing, corporate actions and other activities by Trade Operations Team
- Identifying and investigating root cause behind NAV movement
- Using SQL statements to retrieve data
Senior Team Member
Bank of America (B. A. Continuum India Pvt. Ltd)
04.2017 - 06.2019
- Performing cash and position Reconciliations for equities for Merrill Lynch managed accounts
- Performed Corporate Action such as listing and delisting of Merrill Lynch securities, Name & Symbol, change, Ticker change of ML securities
- Prepared & maintained Investment Fact Cards for HNIs clients including history of the funds and performance preparing weekly highlights
Team Member
Bank of America (B. A. Continuum India Pvt. Ltd)
4 2015 - 4 2017
- Client onboarding, EDD and due diligence for Merrill Lynch for individual and business accounts
- Performed EDD and due diligence in accordance to Volker rule and KYC checks by verifying documents like 401(K), IRA, WCMA, BCA, etc
- Coordinated with FA & CA over the mails and confirmed regarding the discrepancy or any other account approval requests, related to any discrepancy with the regulation’s compliance, technical issues
Education
MBA in Finance -
IMT Ghaziabad
CFA level 1 -
CFA Institute - Persuing
Company Secretary- Intermediate -
Institute of Company Secretaries of India (ICSI)
B.Com -
Delhi University
Skills
- Client relationship management
- Financial analysis
- Investment reconciliation
- Data validation
- Regulatory compliance
- Salesforce
- Team collaboration
- Attention to detail
- Stakeholder engagement
- Corporate Actions
- Operational efficiency
- Bloomberg
- SQL
- IntelliMatch
- Equities
- Fixed income
Languages
Hindi
First Language
English
Proficient (C2)
C2
Timeline
Lead Client Servicing Associate
Clearwater Analytics
06.2024 - 04.2025
Implementation Associate
American Express Banking Corp.
03.2020 - 06.2022
Senior Analyst
Citicorp services India Pvt. Ltd
12.2019 - 03.2020
Senior Team Member
Bank of America (B. A. Continuum India Pvt. Ltd)
04.2017 - 06.2019
Senior Associate
National Australia Bank (NAB India)
7 2022 - 06.2024
Team Member
Bank of America (B. A. Continuum India Pvt. Ltd)
4 2015 - 4 2017
MBA in Finance -
IMT Ghaziabad
CFA level 1 -
CFA Institute - Persuing
Company Secretary- Intermediate -
Institute of Company Secretaries of India (ICSI)
B.Com -
Delhi University
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