Corporate Regulatory, Securities & Insolvency Law professional with 2+ years of experience supporting 120+ regulatory, securities, insolvency and corporate advisory matters before SEBI, SAT, NCLT and the Ministry of Corporate Affairs (MCA). Experienced in securities enforcement, corporate governance, insolvency, mergers & acquisitions, capital markets and regulatory investigations, drafting 150+ appellate pleadings, insolvency petitions, merger schemes, commercial agreements and regulatory submissions that strengthened litigation strategy, mitigated regulatory exposure and protected clients' commercial interests. Recognised for working closely with senior practitioners on complex SEBI enforcement actions, corporate restructuring, M&A transactions and regulatory investigations, translating complex regulatory frameworks into commercially practical legal solutions.
Overview
3
3
years of professional experience
1
1
Certification
3
3
Languages
Work History
Associates
SK Jain & Co.
Mumbai
03.2024 - 03.2026
Supported 40+ securities enforcement, insolvency, corporate restructuring and regulatory litigation matters before SEBI, SAT and NCLT, contributing to litigation strategy, regulatory advisory and corporate restructuring mandates involving listed companies and regulated entities.
Drafted and reviewed 70+ legal documents, including appeals under Section 15T of the SEBI Act, restoration applications, replies to Show Cause Notices, insolvency petitions under Sections 7 & 9 of the IBC, merger schemes, company applications and regulatory submissions, ensuring procedural accuracy and strengthening clients' legal positions in complex regulatory proceedings.
Assisted in SEBI investigations and enforcement proceedings, analysing inspection records, regulatory findings and documentary evidence to prepare responses that mitigated enforcement risk and supported effective regulatory defence strategies.
Contributed to 20+ mergers, amalgamations and corporate restructuring transactions, preparing Schemes of Arrangement, post-merger compliance documentation, corporate approvals and due diligence reports, facilitating legally compliant transaction execution.
Drafted and negotiated 30+ commercial transaction documents, including Share Purchase Agreements, Shareholders' Agreements, Joint Venture Agreements, LLP Agreements, Share Transfer Agreements and Partnership Deeds, helping clients allocate commercial risk and ensure regulatory compliance.
Assisted on oppression & mismanagement, preferential, undervalued and fraudulent transaction proceedings, conducting legal research and drafting pleadings supporting insolvency litigation and corporate governance disputes before the NCLT.
Collaborated directly with senior lawyers and corporate professionals on multi-forum regulatory, insolvency and securities litigation, managing legal research, drafting, procedural compliance and client coordination across concurrent mandates.
Institute of Company Secretaries of India (ICSI), CS Final (Cleared)
NISM Series III-A, Securities Market Compliance Certification
Latham & Watkins, Capital Markets
Latham & Watkins, White Collar Crime
Mayer Brown, Mergers & Acquisitions
Manupatra, Certified Legal Researcher
SEBI, Investor Awareness Certification
Languages
Hindi
English
Marathi
Publications
Presented research papers on the Insolvency & Bankruptcy Code, 2016 at ICSI WIRC (Mumbai & Belapur), analysing evolving insolvency jurisprudence and corporate restructuring mechanisms.
Presented research on Securities Appellate Tribunal (SAT) Proceedings before ICSI Mumbai and SEBI, BKC, examining appellate remedies, securities enforcement and regulatory adjudication.
Participated in the National Financial Literacy Programme (NISM), strengthening understanding of securities markets, investor protection and financial regulation.